EFTA01416373.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-06-01
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email from Liam O'Sullivan at Deutsche Bank provides trade details to Paul Barrett and Richard Kahn, including information on share sales, bond purchases, and a curve cap transaction. The email includes standard disclaimers and confidentiality notices.
Metadata
Subject
Trade Details --> 06/01/2018 [C]
Sender
Liam Osullivan
Recipients
Paul Barrett, Richard Kahn
Document ID
—
Date
2018-06-01
Relationships 3
Entity 1RelationshipEntity 2Description
Liam Osullivan business Paul Barrett Liam Osullivan sent trade details to Paul Barrett.
Liam Osullivan business Richard Kahn Liam Osullivan sent trade details to Richard Kahn.
DB Securities Inc subsidiary Deutsche Bank Wealth Management DB Securities Inc is part of Deutsche Bank Wealth Management.
Notable Quotes 3
You sold 15,995 shares of C 5.8% Ser C Pref at 25.3086. The account is long 22,163 shares.
You bought 1mm DB 4.296 05/24/28 at 91.777
Client pays DB $96,750 (mid=87,750) for value June 5, 2018.
Financial Information
Amounts:25.308691.77786.825USD 45,000,000$96,75087,750
Assets:
  • C 5.8% Ser C Pref
  • DB 4.296 05/24/28
  • DB 4.875 12/01/32
  • curve cap
Transactions:
  • Sold 15,995 shares of C 5.8% Ser C Pref at 25.3086
  • Bought 1mm DB 4.296 05/24/28 at 91.777
  • Bought 1mm DB 4.875 12/01/32 at 86.825
  • Client buys curve cap Notional: USD 45,000,000 Expiry: June 1, 2020 (2y) Settlement: June 3, 2020 (Expiry + 2bd) Strike: 0.10% Underlying: (10y swap — 2y swap) Premium: Client pays DB $96,750 (mid=87,750) for value June 5, 2018.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Liam OsullivanPaul BarrettRichard KahnDavide-A SferrazzaJoshua ShoshanXavier AvilaMartin ZemanStewart Oldfield
Organizations 6
DB Securities IncDeutsche Bank Wealth ManagementSouthern Financial LLC, LLCDeutsche BankPershing NetX 360FINRA
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
DB
Text Analysis
Tone
Professional
Purpose
To provide trade details to Paul Barrett and Richard Kahn.
Significance
This document provides a record of financial transactions executed by Deutsche Bank on behalf of its clients.
File Info
File Name
EFTA01416373.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:30.261801
DOJ Source
View on DOJ