Illegal Activity
suspicious
Blackmail
none
Date
2017-10-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Deutsche Bank's PWM AML Compliance is requesting information from Stewart Oldfield regarding an outgoing wire transfer from the Southern Trust Company account to Alpha Group Capital LLC. The inquiry seeks to understand the purpose of the wire, the relationship between the parties, and the business activities of the counterparty.
Metadata
- Subject
- Inquiry Regarding Account 44129244, Client: SOUTHERN TRUST COMPANY, INC.; Case No. 144434 - DUE October 30 [I]
- Sender
- Amlcompliance Inquiries
- Recipients
- Stewart Oldfield
- Document ID
- 144434
- Date
- 2017-10-23
Illegal Activity
- Severity
- suspicious
- Description
- The email is an inquiry about a large wire transfer, which could be related to illegal activities, but further information is needed to determine if there is any illegal activity.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| SOUTHERN TRUST COMPANY, INC. | Business | ALPHA GROUP CAPITAL LLC | Inquiry regarding the relationship between the client (Southern Trust Company) and the counterparty (Alpha Group Capital LLC) for an outgoing wire transfer. |
| Stewart Oldfield | Employment | SOUTHERN TRUST COMPANY, INC. | Stewart Oldfield is listed as the primary officer for the Southern Trust Company account on GCIS. |
Notable Quotes 3
The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions.
Please explain the purpose of this Outgoing Wire.
Please explain the relationship between the Client and Counterparty.
Red Flags 2
- Large outgoing wire transfer to ALPHA GROUP CAPITAL LLC.
- Need to document supervision of the account.
Financial Information
Amounts:$78,938.00
Transactions:
- Outgoing Wire 09/19/2017, $78,938.00, ALPHA GROUP CAPITAL LLC at BANK OF AMERICA, N.A., NY
Legal Compliance
- AML compliance inquiry regarding an outgoing wire transfer.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
Organizations 5
SOUTHERN TRUST COMPANY, INC.ALPHA GROUP CAPITAL LLCBANK OF AMERICA, N.A.Deutsche BankPWM AML Compliance
Locations 3
New York, NY60 Wall St., 23 FloorNew York, NY 10005 - 2836
Financial Entities 2
BANK OF AMERICA, N.A.Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request information regarding an outgoing wire transfer from the Southern Trust Company account to Alpha Group Capital LLC for AML compliance purposes.
- Significance
- This email indicates a compliance review of a financial transaction, suggesting potential scrutiny of the client's activities.
File Info
- File Name
- EFTA01416615.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:11.054445
- DOJ Source
- View on DOJ