Illegal Activity
none
Blackmail
none
Date
2019-01-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn inquires about the relevance of a Dodd Frank Quarterly Initial Margin Notice from Deutsche Bank to a Euro bond his company holds. Stewart Oldfield responds, indicating he will investigate the connection.
Metadata
- Subject
- RE: 2018 Q4 DB Dodd Frank Quarterly Initial Margin Notice
- Sender
- Stewart Oldfield <
- Recipients
- Richard Kahn <
- Document ID
- —
- Date
- 2019-01-18
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | correspondence | Stewart Oldfield | Richard Kahn asks Stewart Oldfield about a bond and a Dodd Frank notice. |
| Deutsche Bank AG | regulatory | counterparty | Deutsche Bank AG is reporting quarterly to a counterparty regarding Initial Margin as required by CFTC rule 23.704. |
Notable Quotes 2
does this email relate to this bond we are holding?
Commodity Futures Trading Commission ("CFTC") rule 23.704 requires that Deutsche Bank AG, as a registered Swap Dealer, report quarterly to any counterparty that has not elected to require segregation in accordance with CFTC rules 23.702 and 23.703 of "Initial Margin" (as defined in CFTC rule 23.700) posted in respect of any swap (as defined by CFTC rules) between us and such counterparty that is not submitted for clearing.
Financial Information
Assets:
- COFP 4.407 8/2019 Euro Bond
Transactions:
- OTC fx trade
- uncleared swap agreement
Legal Compliance
- Compliance with CFTC rule 23.704 regarding quarterly reporting of Initial Margin.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation
People 2
Organizations 3
Deutsche Bank AGCommodity Futures Trading Commission (CFTC)HBRK Associates Inc.
Locations 3
New York, NY575 Lexington Avenue 4th FloorEU
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Informative
- Purpose
- The email chain discusses a Dodd Frank Quarterly Initial Margin Notice from Deutsche Bank and its relevance to a bond held by Richard Kahn.
- Significance
- The document shows communication regarding regulatory compliance and financial instruments.
File Info
- File Name
- EFTA01416798.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:25.689381
- DOJ Source
- View on DOJ