Illegal Activity
none
Blackmail
none
Date
2019-02-07
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email chain discusses an outstanding OTC position held by Richard Kahn and provides details about Southern Financial LLC's assets and transactions with Deutsche Bank, including holdings of EUR 2.5mm face of COFP, 100k shares of AAPL, and an EURUSD forward contract.
Metadata
- Subject
- Fwd: SF OTC trade on the books
- Sender
- Richard Kahn
- Recipients
- Liam Osullivan
- Document ID
- —
- Date
- 2019-02-07
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | business | Liam Osullivan | Richard Kahn asks Liam Osullivan to show the market where a bond can be sold. |
| Stewart Oldfield | business | Richard Kahn | Stewart Oldfield informs Richard Kahn about an outstanding OTC position. |
| Davide-A Sferrazza | business | Stewart Oldfield | Davide-A Sferrazza informs Stewart Oldfield about Southern Financial LLC's OTC trade. |
| Southern Financial LLC | client | Deutsche Bank | Southern Financial LLC is a client of Deutsche Bank. |
Notable Quotes 3
can you please show us market where this bond can be soldthank you
You have one outstanding OTC position on, which should be straightforward to unwind. Note that it is hedging a bond you own.
Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account).
Financial Information
Amounts:EUR 2.5mm87k USD100k shares17,546,000.00 USD73,091.33 USD
Assets:
- COFP 4.407 08/06/19
- AAPL shares
- EURUSD forward
- Cash from dividends
- Insured Deposits Program
Transactions:
- EURUSD forward (v/d 06 Aug 19)
- OTC position
- COFP 4.407 08/06/19
- AAPL shares
- Insured Deposits Program
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 6
HBRK Associates Inc.Southern Financial LLCDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementInstitutional Wealth PartnersDeutsche Bank
Locations 2
New York, NY345 Park Avenue, 24th Floor, New York. NY. 10154. USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform Richard Kahn about an outstanding OTC position and provide details about Southern Financial LLC's holdings and transactions.
- Significance
- The document provides a snapshot of Southern Financial LLC's financial positions and transactions with Deutsche Bank.
File Info
- File Name
- EFTA01417619.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:35.431606
- DOJ Source
- View on DOJ