EFTA01418005.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-01-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn forwards an annual notification from Deutsche Bank regarding Dodd-Frank regulations and asks Stewart Oldfield if it's relevant since they are exiting the bank. Stewart Oldfield replies that it's just a routine notice and that the ISDA and related DF docs will be terminated eventually.
Metadata
Subject
RE: Annual EBC Notification-2019
Sender
Stewart Oldfield
Recipients
Richard Kahn
Document ID
Date
2019-01-18
Relationships 3
Entity 1RelationshipEntity 2Description
Stewart Oldfield business Richard Kahn Stewart Oldfield is responding to Richard Kahn's email regarding an annual notification from Deutsche Bank.
Richard Kahn employment HBRK Associates Inc. Richard Kahn works at HBRK Associates Inc.
Deutsche Bank financial US-Person counterparties Deutsche Bank provides disclosures to US-Person counterparties when entering into swap transactions.
Notable Quotes 2
It's not asking you to do anything, just an annual notice. At some point we will terminate the ISDA and related DF docs.
i assume this is irrelevant as well as we are exiting bank.. please advise
Financial Information
Transactions:
  • swap transactions
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 2
Deutsche BankHBRK Associates Inc.
Locations 3
New YorkNY575 Lexington Avenue 4th Floor
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Informative
Purpose
To inform Richard Kahn that the annual EBC notification from Deutsche Bank is just a routine notice and that the ISDA and related DF docs will be terminated at some point.
Significance
The email indicates that Richard Kahn's company is exiting a bank relationship and is receiving routine notifications related to swap transactions.
File Info
File Name
EFTA01418005.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:32.943447
DOJ Source
View on DOJ