Illegal Activity
suspicious
Blackmail
none
Date
2019-05-27
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange discusses the reallocation of revenues and net new assets (NNA) from the Southern Financial account within Deutsche Bank. The purpose is to shield Stewart Oldfield from the negative impact of asset outflows and to adjust Andrew's revenue targets accordingly, raising potential ethical concerns about transparency in financial reporting.
Metadata
- Subject
- Re: Southern financial [C]
- Sender
- Stewart Oldfield
- Recipients
- Donna Kerrigan
- Document ID
- EFTA01418283.txt
- Date
- 2019-05-27
Illegal Activity
- Severity
- suspicious
- Description
- The shifting of revenues to avoid impacting an employee's performance could be considered suspicious if it's done to misrepresent financial performance or for other unethical purposes. However, without more context, it's difficult to determine if this is illegal.
- Content Type
- first_hand
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Donna Kerrigan | Colleagues at Deutsche Bank |
| Robert Frohlich | business | Stewart Oldfield | Colleagues at Deutsche Bank |
| Southern Financial | business | Deutsche Bank | Southern Financial is a client of Deutsche Bank |
| Andrew | business | Donna Kerrigan | Colleagues |
| Robert Frohlich | business | Leslie Roth | Colleagues |
Notable Quotes 2
"As agreed with Patrick and Andrew, all revenues, NNA, etc. for Souther Financial dating back to Jan 1st 2018 should be moved to House so Stewart is not impacted by the asset outflows in 2019."
"Below is the complete picture of your financials in USD for 2018 and 2019 YTD including Southern Financial. This goes back to the question as to whether the 2019 YTD Southern Financial revenues of $363k currently mapped to a House account should be mapped back to your name alongside the $-85m NNA outflow (no further flows and revenues expected)."
Red Flags 1
- The reallocation of revenues and NNA to avoid impacting Stewart Oldfield's financial performance could raise ethical concerns if not handled transparently and in accordance with company policy.
Financial Information
Amounts:3,576,567 USD1,600,929 USD4,026,207 USD703,616 USD486,673 USD363,457 USD73.2 $m360.7 $m110.0 $m(49.2) $m(7.4) $m(85.0) $m
Transactions:
- Moving revenues and NNA for Southern Financial from Stewart Oldfield to a House account
- Adjusting Andrew's 2019 target to reflect no revenue from Southern Financial
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsEmployment/staffingCommunications/correspondence
Organizations 6
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank AG, Filiale New YorkSouthern FinancialBlackBerry
Locations 6
New YorkNYUSAJax345 Park Avenue, New York, NY 10154345 Park Avenue, 10154-0004 New York, NY
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss the handling of Southern Financial's revenues and NNA within Deutsche Bank and its impact on employee targets.
- Significance
- The document reveals internal discussions about reallocating revenue and assets related to a specific client (Southern Financial) to avoid impacting Stewart Oldfield's financial performance.
File Info
- File Name
- EFTA01418283.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:33.013385
- DOJ Source
- View on DOJ