Illegal Activity
suspicious
Blackmail
none
Date
Unknown
Document Type
report
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document is an annual client update providing information on various client accounts, including changes in income, assets, and account status. Several clients have passed away, leading to account closures or transfers, while others have experienced changes in their financial situations or account management.
Metadata
- Subject
- Annual Client Update
- Sender
- —
- Recipients
- —
- Document ID
- —
- Date
- —
Illegal Activity
- Severity
- suspicious
- Description
- The use of funds from Columbia Realty Venture to purchase property by Josh Bernstein and Bernstein Management Company raises a suspicious activity flag, as it could potentially indicate misuse of funds or other financial irregularities.
- Content Type
- first_hand
Evidence:
- Josh Bernstein and Bernstein Management Company used the funds from Columbia Realty Venture to purchase property in November 2014.
Relationships 37
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Nina Fund LP | Primary Officer | Mary Ann Coleman | Mary Ann Coleman is the primary officer for Nina Fund LP. |
| Ellin, Howard | Primary Officer | Ed Finley | Ed Finley is the primary officer for Howard Ellin. |
| LBF Consulting Services B.C. LTD | Primary Officer | Armando Estua-Belaunzaran | Armando Estua-Belaunzaran is the primary officer for LBF Consulting Services B.C. LTD. |
| Landis, Betsy M. | Primary Officer | Liz Payne | Liz Payne is the primary officer for Betsy M. Landis. |
| Landis, Donald M. | Primary Officer | Liz Payne | Liz Payne is the primary officer for Donald M. Landis. |
| Allen, Paul Gardner | Primary Officer | Russell Daulton | Russell Daulton is the primary officer for Paul Gardner Allen. |
| Humility Ltd. | Primary Officer | Mary Ann Coleman | Mary Ann Coleman is the primary officer for Humility Ltd. |
| Templeton World Charilitilliation, Inc. | Primary Officer | Mary Ann Coleman | Mary Ann Coleman is the primary officer for Templeton World Charilitilliation, Inc. |
| Chiappina, Federico | Primary Officer | Josie Alonso | Josie Alonso is the primary officer for Federico Chiappina. |
| CAROLYN C ROWLAND TRUST #2 | Primary Officer | Terri Sohrab | Terri Sohrab is the primary officer for CAROLYN C ROWLAND TRUST #2. |
| Mortreux, Augustin | Primary Officer | Reynaldo Figueredo | Reynaldo Figueredo is the primary officer for Augustin Mortreux. |
| Deccan Valueinvestors LP | Primary Officer | Mary Ann Coleman | Mary Ann Coleman is the primary officer for Deccan Valueinvestors LP. |
| JEGE, LLC | Primary Officer | Paul Morris | Paul Morris is the primary officer for JEGE, LLC. |
| Computershare Inc | Primary Officer | Theresa Romano | Theresa Romano is the primary officer for Computershare Inc. |
| Marriott III, John W. | Primary Officer | Brian Convey | Brian Convey is the primary officer for John W. Marriott III. |
| Arnow, Joshua | Primary Officer | Terrence Tangney | Terrence Tangney is the primary officer for Joshua Arnow. |
| Ornatus Taiwan LTD | Primary Officer | Daphne Cales | Daphne Cales is the primary officer for Ornatus Taiwan LTD. |
| William a Helen Little Family Foundation | Primary Officer | Paul Bartilucci | Paul Bartilucci is the primary officer for William a Helen Little Family Foundation. |
| Leggett, Susan C. | Primary Officer | Paul Bartilucci | Paul Bartilucci is the primary officer for Susan C. Leggett. |
| The Alfred Harcourt Foundation Inc. | Primary Officer | Debjani Bagchi | Debjani Bagchi is the primary officer for The Alfred Harcourt Foundation Inc. |
| Columbia Realty Venture LLC | Primary Officer | Ron Colonna | Ron Colonna is the primary officer for Columbia Realty Venture LLC. |
| LUMA CAPITAL, S.A. de C.V. | Primary Officer | Dessy Arteaga | Dessy Arteaga is the primary officer for LUMA CAPITAL, S.A. de C.V. |
| Wilner Esq., Diane S. | Primary Officer | Liz Payne | Liz Payne is the primary officer for Diane S. Wilner. |
| Reist, Derrick | Primary Officer | Kim Hart | Kim Hart is the primary officer for Derrick Reist. |
| Burton, Katherine | Primary Officer | Kim Hart | Kim Hart is the primary officer for Katherine Burton. |
| Walter Living Trust | Primary Officer | Russell Daulton | Russell Daulton is the primary officer for Walter Living Trust. |
| Kubali-Camoglu, Ishik | Primary Officer | Andrea Nicoletti | Andrea Nicoletti is the primary officer for Ishik Kubali-Camoglu. |
| Parker, Kevin | Primary Officer | Brian Burckhard | Brian Burckhard is the primary officer for Kevin Parker. |
| Weisel, Thomas | Primary Officer | Ed Lok | Ed Lok is the primary officer for Thomas Weisel. |
| Bern, Marc, J | Primary Officer | Joanne Jensen | Joanne Jensen is the primary officer for Marc, J Bern. |
| Haesemeyer, Craig | Primary Officer | Michael E. McCarthy | Michael E. McCarthy is the primary officer for Craig Haesemeyer. |
| Pacific Health Corporation | Primary Officer | Malcolm Kimble | Malcolm Kimble is the primary officer for Pacific Health Corporation. |
| Edward Torres Management Trust f/b/o Lara Torres | Primary Officer | Terrence Tangney | Terrence Tangney is the primary officer for Edward Torres Management Trust f/b/o Lara Torres. |
| William a Helen Little Family Foundation | Previous Relationship | Gerald Larr | Majority of client assets left DB to follow Gerald Larr to HPM Partners. |
| Columbia Realty Venture LLC | Business | Josh Bernstein | Josh Bernstein and Bernstein Management Company used the funds from Columbia Realty Venture to purchase property in November 2014. |
| Thomas Weisel | Sponsorship | Lance Armstrong | There is negative media surrounding Lance Armstrong and Thomas Weisel's sponsorship company, Trail Wind. |
| Marc Bern | Business | Paul Napoli | Client Marc Bern is a Senior Partner at Napoli, Bern, Ripka LLC, a nationally known plaintiff's law firm. |
Notable Quotes 3
This is not a change in wealth, just a better understanding of the assets he has been holding since the relationship began.
Because DB's IA out performed the other investments, the Clients decided to allow us to manage another $200 MM .
Client has moved all assetts out of the bank. Only remaining asset is in Private Equity and can not be moved. Client is not responding to voice and email messages left by banker.
Red Flags 9
- Client passed away on 8/24/14. Account has been placed on Caution.
- Client died on 5/15/12. Account is terminating.
- Agustin Mortereux passed away December 12 2014.
- Chiappina passed away on January 21, 2015.
- Client is transferring the account to First Manhattan. Account is Terminating
- Client wants to close account so no future transactions should occur.
- Client is deceased
- We are unable to contact the client as this company no longer exists.
- DBTCNA has been removed as trustee by the trust protector and replaced by Wells Fargo.
Financial Information
Amounts:1.5MM20-25MM5-10MM$378,000,000$200 MM$18.43$77.19$117.04
Assets:
- Investment income
- Savings
- Investments
- Private instruments
- Art
- Real estate
- Private Equity
Transactions:
- Consulting fees are relatively stable
- Income is generated through the actively managed investment portfolios held by the Templeton organization.
- Josh Bernstein and Bernstein Management Company used the funds from Columbia Realty Venture to purchase property in November 2014.
- Because DB's IA out performed the other investments, the Clients decided to allow us to manage another $200 MM .
- Client wants to close account so no future transactions should occur.
- Client has moved all assetts out of the bank.
- The funds in their accounts were used to pay down a loan of credit.
Media & Journalist References
- There is negative media surrounding Lance Armstrong and Thomas Weisel's sponsorship company, Trail Wind. Investigation is ongoing with the civil suit.
Public Knowledge
- Context
- The information regarding Lance Armstrong and Thomas Weisel's sponsorship company, Trail Wind, is likely public knowledge due to media coverage of the civil suit.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowEmployment/staffingBusiness dealingsCommunications/correspondenceLegal matters/litigation
People 69
Mary Ann ColemanKim HartAndrew GalivanMichael J. DavisMichael JacobyHoward EllinEd FinleyArmando Estua-BelaunzaranFelipe GoddardBetsy M. LandisLiz PayneDonald LandisRussell DaultonPaul Gardner AllenElizabeth JoyFederico ChiappinaJosie AlonsoTerri SohrabEdward C CrossettCarolyn RowlandAugustin MortreuxReynaldo FigueredoGeorge HoPaul MorrisDarren IndykeTheresa RomanoCharlie HoffDaphne CalesBrian ConveyJohn W. Marriott IIIJoshua ArnowTerrence TangneyMichael DeprendaCharlie HoffarthCharlie BurrowsPaul BartilucciGerald LarrSusan C. LeggettDebjani BagchiMary KeavenyLawrence WeismanRon ColonnaJosh BernsteinDessy ArteagaDiane S. WilnerDerrick Kim HartKatherine BurtonRussell Daulton WalterAndrea NicolettiIshik Kubali-CamogluBrian BurckhardKevin ParkerSarita MedinaLiz FitzgeraldThomas WeiselEd LokLance ArmstrongMarc, J BernJoanne JensenJennifer ShawPaul NapoliCraig HaesemeyerMichael E. McCarthyJanet SibleWendy HaesemeyerMarci e BrettMalcolm KimbleEdward TorresLara Torres
Organizations 34
Nina Fund LPHARKINLBF Consulting Services B.C. LTDRAMIREZLatAm IntlVulcanHumility Ltd.TEMPLETONTempleton World Charilitilliation, Inc.Templeton World Charity FoundationDBCAROLYN C ROWLAND TRUST #2BISCAYNE CAPITAL SADeccan Valueinvestors LPJEGE, LLCSOUTHERN FINANCIALComputershare IncComputershare INCWeiler ArnowOrnatus Taiwan LTDWilliam a Helen Little Family FoundationHPM PartnersConverse/LeggettThe Alfred Harcourt Foundation Inc.First ManhattanColumbia Realty Venture LLCBernstein Management CorporationLUMA CAPITAL, S.A. de C.V.Wells FargoSICM & KNICTrail WindNapoli, Bern, Ripka LLCPacific Health CorporationDBTCNA
Locations 8
475 Park Avenue South NY NY 10016New YorkSeattleWashington DCLos AngelesSan FranciscoTaipei City 106 TAIWAN3F, No. 97 Dunhwa S. Rd, Sec.2 Taipei City 106 TAIWAN
Financial Entities 1
DB
Text Analysis
- Tone
- Informative
- Purpose
- To provide an annual update on client relationships, including any material changes, KYC updates, and account statuses.
- Significance
- This document provides a snapshot of client relationships and account activity, highlighting changes in financial status, account ownership, and compliance updates. It also reveals instances of deceased clients and accounts being closed or transferred.
File Info
- File Name
- EFTA01419169.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:25.894118
- DOJ Source
- View on DOJ