Illegal Activity
none
Blackmail
none
Date
2016-10-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
This email exchange between Richard Kahn of HBRK Associates and Darlene Zong of Deutsche Bank Securities discusses the sale of bonds for Haze Trust and Southern Financial LLC. The emails include updates on order completion, bid/ask prices, and market conditions for the bonds.
Metadata
- Subject
- Re: [C]
- Sender
- Richard Kahn
- Recipients
- Darlene Zong, Stewart Oldfield, Daniel Sabba
- Document ID
- —
- Date
- 2016-10-18
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | business | Darlene Zong | Richard Kahn requests quotes and updates from Darlene Zong regarding bond sales. |
| Darlene Zong | employment | Deutsche Bank Securities, Inc | Darlene Zong is an employee of Deutsche Bank Securities, Inc. |
| HBRK Associates Inc. | business | Deutsche Bank Securities, Inc | HBRK Associates Inc. is using Deutsche Bank Securities, Inc. to sell bonds. |
| Richard Kahn | business | Stewart Oldfield | Stewart Oldfield is copied on emails related to bond sales. |
| Richard Kahn | business | Daniel Sabba | Daniel Sabba is copied on emails related to bond sales. |
| Richard Kahn | business | Vahe Stepanian | Richard Kahn requests quotes from Vahe Stepanian regarding bond sales. |
Notable Quotes 3
The Haze Trust sold $3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%.
Southern Financial LLC sold $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34%
As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial LLC.
Financial Information
Amounts:$3mm102.8756.1668%106.656.34%102.75107+106.50102.25103.75105.875107.375102103.75105.75107.50102103.25107108.1
Assets:
- BAC 8.125 preferred (060505DT8)
- FTR 8.5 2020
- Bank of America 8.125% Pfd 12/29/2049
- Frontier Communications 8.5% 4/15/2020
Transactions:
- The Haze Trust sold $3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%.
- Southern Financial LLC sold $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34%
- working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial LLC
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
HBRK Associates Inc.Deutsche Bank Securities, IncSouthern Financial LLCBank of AmericaFrontier CommunicationsThe Haze Trust
Locations 3
New York, NY575 Lexington Avenue 4th Floor, New York, NY 10022345 Park Avenue, 26th Floor, New York, NY, 10154
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The purpose of this email chain is to facilitate the sale of bonds for Haze Trust and Southern Financial LLC.
- Significance
- This document provides insight into the financial transactions and communication between HBRK Associates Inc. and Deutsche Bank Securities, Inc. regarding the sale of bonds.
File Info
- File Name
- EFTA01419251.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:40:57.876054
- DOJ Source
- View on DOJ