Illegal Activity
none
Blackmail
none
Date
2018-05-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett and Richard Kahn about a trade involving the sale of 13,540 shares of C 5.8% Ser C Pref. at 25.15. The email also mentions that Haze is long 150,000 shares.
Metadata
- Subject
- Trade Details --> 5 11 2018 C
- Sender
- Liam Osullivan
- Recipients
- Paul Barrett, Richard Kahn
- Document ID
- EFTA01419328.txt
- Date
- 2018-05-11
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Liam Osullivan | business | Paul Barrett | Liam O'Sullivan (DB Securities Inc) sent trade details to Paul Barrett. |
| Liam Osullivan | business | Richard Kahn | Liam O'Sullivan (DB Securities Inc) sent trade details to Richard Kahn. |
Notable Quotes 2
You sold 13,540 C 5.8% Ser C Pref. at 25.15.
We are not working any orders. Haze is long 150,000.
Financial Information
Amounts:25.15150,000
Assets:
- C 5.8% Ser C Pref.
Transactions:
- Sale of 13,540 C 5.8% Ser C Pref. at 25.15
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementDeutsche BankFINRADBSI
Locations 1
New York, NY, USA
Financial Entities 1
Pershing NetX 360
Text Analysis
- Tone
- Professional
- Purpose
- To inform Paul Barrett and Richard Kahn about a trade that was executed.
- Significance
- Provides details of a financial transaction involving preferred stock.
File Info
- File Name
- EFTA01419328.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:03.242466
- DOJ Source
- View on DOJ