Illegal Activity
none
Blackmail
none
Date
2017-01-25
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Zack Tax from Deutsche Bank is informing colleagues about a new system to offer clients access to secondary shares of high-growth technology companies, particularly 'Unicorn' companies with valuations exceeding $1 billion. The email seeks to gauge client interest in this type of investment arrangement, where Deutsche Bank would act as a placement agent.
Metadata
- Subject
- RE: Seconday Share ECM Partnership *Internal Use Only* [I]
- Sender
- Zack Tax
- Recipients
- Stewart Oldfield
- Document ID
- —
- Date
- 2017-01-25
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Zack Tax | Employment | Deutsche Bank Securities Inc. | Zack Tax works for Deutsche Bank Securities Inc. |
| Equity Capital Markets (ECM) | Business Partnership | Deutsche Bank Wealth Management | ECM partners with Deutsche Bank Wealth Management on Secondary Share Opportunities |
Notable Quotes 2
We are working with our colleagues in Equity Capital Markets (ECM) to develop a system by which we offer our Clients access to direct secondary shares of high growth technology and other companies.
We would be able to offer our KCP Eligible Clients an introduction to potential sellers or their representatives.
Financial Information
Amounts:$1 billion$20 million$75 million$ 5 million
Assets:
- Secondary shares of high growth technology and other companies
Transactions:
- Secondary share transactions of high growth technology and other companies
- Placement agent fee charged to the Seller
Public Knowledge
- Context
- The offering of secondary shares in 'Unicorn' companies could be of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 28
Zack TaxStewart OldfieldBruce McDermottTazia SmithVahe StepanianThomas ORorkeMatt GlassmanDaniel SabbaDarlene ZongTodd StevensMathew NegusXavier AvilaBilly ObregonHella AlashkarLeopold HaitzJoan TseJoshua ShoshanReginald MillsThomas HegnauerElisabeth MaugarsBobby AbrahamJay ColemanRaymond ChangKarim BarradaEdward CarlstromTischEpsteinIllig
Organizations 6
Deutsche Bank Securities Inc.Deutsche Bank Wealth ManagementEquity Capital Markets (ECM)Third LakeShamrockElysium
Locations 5
New York, NY345 Park Avenue, 26th Floor, New York, NY 10154LATAMEMEAAPAC
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To inform recipients about a new system for offering clients access to direct secondary shares of high growth technology companies and to poll for potential client interest.
- Significance
- This document outlines a new business opportunity for Deutsche Bank to offer clients access to secondary shares of 'Unicorn' companies.
File Info
- File Name
- EFTA01419508.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:36.146676
- DOJ Source
- View on DOJ