Illegal Activity
none
Blackmail
none
Date
March 28, 2016
Document Type
Brochure Supplement
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is a brochure supplement for Alkeon Capital Management, LLC, providing information about the educational background and experience of key personnel. It also discusses other business activities of Alkeon, including its relationship with SilverBay Capital Management, LLC and Breakwater Group, LLC.
Metadata
- Subject
- Brochure Supplement of Alkeon Capital Management, LLC
- Sender
- —
- Recipients
- —
- Document ID
- 07086\001\7711248.v1
- Date
- March 28, 2016
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Alkeon Capital Management, LLC | Ownership | SilverBay Capital Management, LLC | Alkeon is the sole Member of SilverBay Capital Management, LLC |
| Alkeon's personnel | Employment | Breakwater Group, LLC | Some of Alkeon's personnel also are registered representatives and employees of Breakwater Group, LLC |
| Greg Jakubowsky | Supervision | Alkeon's supervised persons | Greg Jakubowsky supervises Alkeon's supervised persons by monitoring their compliance with Alkeon's Code of Ethics. |
| Jennifer Shufro | Supervision | Alkeon's supervised persons | Jennifer Shufro supervises Alkeon's supervised persons by monitoring their compliance with Alkeon's Code of Ethics. |
Raw Analysis JSON
click to expand
Themes
Employment/staffingBusiness dealings
People 7
Organizations 34
AGP LPAlpha Group CapitalAlkeon Capital Management, LLCNational Technical University of AthensUniversity of Massachusetts at AmherstMainsail Group LLCCIBC World Markets Corp.CIBC Oppenheimer Corp.Oppenheimer & Co., Inc.University of MichiganAlkeon Global Alpha Master Fund L.P.Circle T PartnersScopia CapitalCredit Suisse First BostonBernard Baruch CollegeVulcan CapitalAmgis CapitalSigma CapitalNeptune CapitalGalleon GroupLord AbbettDeutsche Bank SecuritiesSalomon BrothersCoopers aniiiirandLawrence UniversityDartmouth CollegeSilverBay Capital Management, LLCSECACAP Strategic FundBluepoint Investment Series TrustBreakwater Group, LLCFINRAValue Line Investment SurveyPrudential Securities
Locations 5
New York, NYAthensMassachusettsAmherstDelaware
Financial Entities 6
CIBC World Markets Corp.CIBC Oppenheimer Corp.Oppenheimer & Co., Inc.Credit Suisse First BostonDeutsche Bank SecuritiesSalomon Brothers
Text Analysis
- Tone
- Informative
- Purpose
- To provide information about supervised persons and supplement Alkeon Capital Management, LLC's brochure.
- Significance
- This document provides background information on key personnel at Alkeon Capital Management, LLC.
File Info
- File Name
- EFTA01419661.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:53.615092
- DOJ Source
- View on DOJ