Illegal Activity
none
Blackmail
none
Date
2018-06-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This document is an email chain regarding a notification from Deutsche Bank about the USA PATRIOT Act Customer Identification Program and Regulation GG. The notification outlines the bank's procedures for opening new accounts and its compliance with regulations related to terrorism funding, money laundering, and unlawful internet gambling.
Metadata
- Subject
- FW: USA Patriot Act Customer Identification Program Notification
- Sender
- Stewart Oldfield
- Recipients
- Martin Zeman
- Document ID
- EFTA01420480
- Date
- 2018-06-11
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | email correspondence | Martin Zeman | Stewart Oldfield sent an email to Martin Zeman regarding a USA Patriot Act Customer Identification Program Notification. |
| Richard Kahn | email correspondence | Stewart Oldfield | Richard Kahn forwarded an email to Stewart Oldfield asking about the USA Patriot Act Customer Identification Program Notification. |
| Nathan Head | email correspondence | Richard Kahn | Nathan Head sent an email to Richard Kahn regarding the USA Patriot Act Customer Identification Program Notification. |
| Deutsche Bank | Client | Southern Financial, LLC | Deutsche Bank provides a USA PATRIOT Act Section 326 Customer Identification Program notification to Southern Financial, LLC. |
Notable Quotes 2
To help the government fight the funding of terrorism and money laundering activities, pursuant to Federal regulations that became effective on October 1, 2003, Section 326 of the USA PATRIOT Act requires all financial institutions to obtain, verify, and record information that identifies each person or legal entity that opens an account.
Pursuant to the Unlawful Internet Gambling Enforcement Act of 2006 ("UIGEA") and implementing regulations issued by Federal regulatory authorities ("Regulation GG"), the U.S. subsidiaries and affiliates of Deutsche Bank ("DBUS") are, where applicable, required to develop policies and procedures that are reasonably designed to prevent payments in connection with unlawful Internet gambling (such payments are deemed to be "restricted transactions").
Public Knowledge
- Context
- The USA PATRIOT Act and Regulation GG are publicly known regulations.
Legal Compliance
- Compliance with USA PATRIOT Act Section 326
- Compliance with Unlawful Internet Gambling Enforcement Act of 2006 (UIGEA)
- Regulation GG compliance
Raw Analysis JSON
click to expand
Themes
Communications/correspondenceLegal matters/litigationFinancial transactions/money flowCompliance issues
People 11
Organizations 12
HBRK Associates Inc.Southern Financial, LLCDeutsche BankDeutsche Bank USA Core CorporationBanco Delta AsiaDelta Asia Credit LimitedDelta Asia Insurance LimitedCommercial Bank of SyriaSyrian Lebanese Commercial BankFBME Bank Ltd (f.k.a. Federal Bank of the Middle East Ltd.)Malawi Exchange Co.Kassem Rmeiti & Co. For Exchange
Locations 3
New York, NYJacksonville, FLUSA
Financial Entities 7
Deutsche BankSouthern Financial, LLCBanco Delta AsiaCommercial Bank of SyriaFBME Bank LtdMalawi Exchange Co.Kassem Rmeiti & Co. For Exchange
Text Analysis
- Tone
- Informative
- Purpose
- To inform clients about the USA PATRIOT Act Section 326 Customer Identification Program and Regulation GG.
- Significance
- The document outlines the procedures for opening a new account and the bank's compliance with the USA PATRIOT Act and the Unlawful Internet Gambling Enforcement Act of 2006.
File Info
- File Name
- EFTA01420480.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:16.056233
- DOJ Source
- View on DOJ