Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email exchange discusses a potential trade of 100,000 shares of Rothschild & Co SCA. Deutsche Bank is assessing its ability to facilitate the trade, considering liquidity and market conditions, and ultimately decides it is too risky for them to take on directly.
Metadata
- Subject
- RE: Rothschild [C]
- Sender
- Delores Rubin
- Recipients
- Stewart Oldfield, Tazia Smith
- Document ID
- —
- Date
- 2017-05-23
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Delores Rubin | Employment | Deutsche Bank Wealth Management | Delores Rubin is a Director at Deutsche Bank Wealth Management |
| Stewart Oldfield | Employment | Deutsche Bank Trust Company Americas | Stewart Oldfield is a Director at Deutsche Bank Trust Company Americas |
| Tazia Smith | Employment | Deutsche Bank Wealth Management | Tazia Smith is a Key Client Partner at Deutsche Bank Wealth Management |
| Richard Kahn | Employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
Notable Quotes 2
Not a name DB covers and it is too much risk to take on, however we have relationships with a good number of the boutique shops that have flow in the name.
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate.
Financial Information
Amounts:27.85 EUR27.95 EUR27.585 euros
Assets:
- shares of Rothschild & Co SCA
Transactions:
- bid ask for 100k Roth
- bid ask on 100,000 shares of Rothschild & Co SCA
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementDeutsche Bank Trust Company AmericasHBRK Associates Inc.Rothschild & Co SCA
Locations 6
New York, NYUSAParisFrance575 Lexington Avenue, 4th Floor New York, NY 10022345 Park Avenue, 10154-0004 New York, NY
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To discuss a potential trade of Rothschild & Co SCA shares and assess Deutsche Bank's ability to facilitate the trade.
- Significance
- The document reveals the process of evaluating a large trade order and the considerations involved in executing it, including liquidity and market conditions.
File Info
- File Name
- EFTA01422093.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:42.993557
- DOJ Source
- View on DOJ