Illegal Activity
none
Blackmail
none
Date
2019-01-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
The email chain discusses a question about a specific Euro bond and includes a quarterly initial margin notice from Deutsche Bank AG, as required by CFTC rule 23.704. The notice informs counterparties about compliance with margin and collateral requirements for uncleared swaps.
Metadata
- Subject
- FW: 2018 Q4 DB Dodd Frank Quarterly Initial Margin Notice [I]
- Sender
- Stewart Oldfield <
- Recipients
- Martin Zeman <
- Document ID
- EFTA01422817
- Date
- 2019-01-18
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | business | Stewart Oldfield | Richard Kahn is asking Stewart Oldfield if the email relates to a bond they are holding. |
| Deutsche Bank AG | financial | counterparty | Deutsche Bank AG reporting quarterly to a counterparty regarding Initial Margin. |
Notable Quotes 2
does this email relate to this bond we are holding?
Commodity Futures Trading Commission ("CFTC") rule 23.704 requires that Deutsche Bank AG, as a registered Swap Dealer, report quarterly to any counterparty that has not elected to require segregation in accordance with CFTC rules 23.702 and 23.703 of "Initial Margin" (as defined in CFTC rule 23.700) posted in respect of any swap (as defined by CFTC rules) between us and such counterparty that is not submitted for clearing.
Financial Information
Assets:
- COFP 4.407 8/2019 Euro Bond
Transactions:
- Reporting quarterly to any counterparty that has not elected to require segregation in accordance with CFTC rules 23.702 and 23.703 of Initial Margin posted in respect of any swap between us and such counterparty that is not submitted for clearing.
Legal Compliance
- Commodity Futures Trading Commission (CFTC) rule 23.704 requires that Deutsche Bank AG, as a registered Swap Dealer, report quarterly to any counterparty that has not elected to require segregation in accordance with CFTC rules 23.702 and 23.703 of Initial Margin.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation
Organizations 3
Deutsche Bank AGCommodity Futures Trading Commission (CFTC)HBRK Associates Inc.
Locations 2
New York, NY575 Lexington Avenue 4th Floor
Financial Entities 1
Deutsche Bank AG
Text Analysis
- Tone
- Informative, professional
- Purpose
- To inquire about a bond and to report quarterly initial margin to counterparties.
- Significance
- The document contains information about Dodd-Frank regulations and initial margin reporting, as well as a question about a specific bond.
File Info
- File Name
- EFTA01422817.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:45.779539
- DOJ Source
- View on DOJ