EFTA01422821.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-02-06
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Davide Sferrazza informs Stewart Oldfield about Southern Financial LLC's OTC trade positions, including holdings of EUR 2.5mm face of COFP, 100k shares of AAPL, and an EURUSD forward. The email also mentions the possibility of consolidating assets from the collateral account to the main trading account.
Metadata
Subject
Southern Financial OTC trade on the books [C]
Sender
Davide-A Sferrazza
Recipients
Stewart Oldfield
Document ID
—
Date
2019-02-06
Relationships 2
Entity 1RelationshipEntity 2Description
Davide Sferrazza employment Deutsche Bank Securities Inc. Davide Sferrazza is an Associate at Deutsche Bank Securities Inc.
Southern Financial LLC client Deutsche Bank Southern Financial LLC is a client of Deutsche Bank.
Financial Information
Amounts:EUR 2.5mm$87k17,546,000.0073,091.33
Assets:
  • EUR 2.5mm face of COFP 4.407 08/06/19
  • 100k shares of AAPL
  • cash from dividends
  • EURUSD forward
Transactions:
  • OTC trade
  • EURUSD forward (v/d 06 Aug 19)
  • Purchase of COFP 4.407 08/06/19
  • Holding of 100k shares of AAPL
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealings
People 5
Davide SferrazzaStewart OldfieldMartin ZemanLiam OsullivanAlan Brody
Organizations 7
Southern Financial LLCCOFPCASINO, GUICHARD-PERRACHON SADeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementInstitutional Wealth Partners (IWP)APPLE INC
Locations 2
New York, NYUSA
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inform Stewart Oldfield about the Southern Financial LLC's OTC trade positions and collateral held at Deutsche Bank.
Significance
Provides a snapshot of Southern Financial LLC's holdings and transactions at Deutsche Bank, including corporate debt, equity, and FX hedges.
File Info
File Name
EFTA01422821.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:23.182546
DOJ Source
View on DOJ