EFTA01423308.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-05-24
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett and Richard Kahn about a trade executed in Haze, involving the sale of 18,791 shares of C 5.8% Ser C Pref at 25.14, leaving the account long 65,643 shares.
Metadata
Subject
Trade Details --> 5/24/2018 [C]
Sender
Liam Osullivan
Recipients
Paul Barrett, Richard Kahn
Document ID
EFTA01423308
Date
2018-05-24
Relationships 3
Entity 1RelationshipEntity 2Description
Liam Osullivan Employment DB Securities Inc Liam O'Sullivan is an AVP at DB Securities Inc.
Liam Osullivan Business Paul Barrett Liam O'Sullivan is providing trade details to Paul Barrett.
Liam Osullivan Business Richard Kahn Liam O'Sullivan is providing trade details to Richard Kahn.
Notable Quotes 1
You sold 18,791 shares of C 5.8% Ser C Pref at 25.14. The account is long 65,643 shares.
Financial Information
Amounts:25.14
Assets:
  • 18,791 shares of C 5.8% Ser C Pref
  • 65,643 shares
Transactions:
  • Sold 18,791 shares of C 5.8% Ser C Pref at 25.14
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementPershing NetX 360Deutsche BankFINRA
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 2
Deutsche Bank Securities IncDBSI
Text Analysis
Tone
Professional
Purpose
To inform Paul Barrett and Richard Kahn about a trade that occurred in Haze.
Significance
Provides details of a trade involving a significant number of shares.
File Info
File Name
EFTA01423308.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:14.655238
DOJ Source
View on DOJ