EFTA01423640.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-07-12
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Vahe Stepanian asks Zbynek Kozelsky to confirm if Southern Financial can trade listed options. Zbynek confirms and instructs Vahe to ensure Shoshan is involved if they are doing business with Southern Financial again.
Metadata
Subject
RE: Ziggy - see below. Can you confirm that Southern Financial can trade listed options? Thank you. [I]
Sender
Zbynek Kozelsky
Recipients
Vahe Stepanian
Document ID
Date
2017-07-12
Relationships 3
Entity 1RelationshipEntity 2Description
Zbynek Kozelsky work Vahe Stepanian Email correspondence regarding Southern Financial's ability to trade listed options.
Zbynek Kozelsky employment Deutsche Bank Securities Inc. Zbynek Kozelsky is a Director and Branch Administrative Manager at Deutsche Bank Securities Inc.
Vahe Stepanian employment Deutsche Bank Securities Inc. Vahe Stepanian is a Key Client Partner at Deutsche Bank Securities Inc.
Notable Quotes 2
Yes, and go to the profile page — bottom to see what levels he is approved for (....he can do all levels).
Are we doing business with him again? If yes, please make sure Shoshan is involved, it is under his CA number.
Financial Information
Transactions:
  • Trading listed options
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Southern FinancialDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementFINRA
Locations 4
New York, NY345 Park Avenue, 24th FloorUSLatin America
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To confirm whether Southern Financial can trade listed options and to ensure proper procedures are followed.
Significance
The email discusses a client's ability to trade listed options and highlights the importance of following internal procedures and involving the appropriate personnel.
File Info
File Name
EFTA01423640.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:16.992902
DOJ Source
View on DOJ