EFTA01423824.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-10-20
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Paul Barrett receives an email from Martin Zeman regarding an ISDA amendment for Southern Financial LLC. The amendment includes a CSA with a $100M ceiling limit that can be easily increased.
Metadata
Subject
RE: Southern Financial LLC - ISDA amendment [C]
Sender
Paul Barrett
Recipients
Martin Zeman, Richard Kahn
Document ID
Date
2017-10-20
Relationships 4
Entity 1RelationshipEntity 2Description
Paul Barrett employment Alpha Group Capital LLC Paul Barrett works at Alpha Group Capital LLC
Martin Zeman employment Deutsche Bank Wealth Management Martin Zeman works at Deutsche Bank Wealth Management
Southern Financial LLC business Deutsche Bank Deutsche Bank is providing services to Southern Financial LLC related to an ISDA amendment.
Richard Kahn business Southern Financial LLC Richard Kahn is involved in the ISDA amendment discussion for Southern Financial LLC.
Notable Quotes 2
Please see attached the ISDA amendment we had been discussing. You will see that the CSA has a ceiling limit of $100M, but this ceiling can be increased very easily as needed when we get there.
Please let us know if you have any comments or questions.
Financial Information
Amounts:$100M
Transactions:
  • ISDA amendment
  • CSA ceiling limit
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Alpha Group Capital LLCSouthern Financial LLCDeutsche Bank Wealth ManagementDB Securities IncDeutsche BankFINRA
Locations 2
142 W 57th Street, 11th Floor, New York, NY 10019345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 3
Southern Financial LLCDeutsche BankDB Securities Inc
Text Analysis
Tone
Professional
Purpose
To share an ISDA amendment for review and comment.
Significance
The email discusses a financial agreement (ISDA amendment) with a significant ceiling limit ($100M), suggesting a potentially large financial transaction.
File Info
File Name
EFTA01423824.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:43.875511
DOJ Source
View on DOJ