EFTA01423853.txt Text dataset_10 View on DOJ

Illegal Activity

suspicious

Blackmail

possible

Date

2017-12-04

Document Type

Model

gemini-2.0-flash-001

Processed

2026-02-07T18:43

Summary

Stewart Oldfield sends Andrew Gallivan a year-end progress update, highlighting his achievements, challenges, and contributions to Deutsche Bank. He requests Gallivan's support for a promotion to MD and increased compensation, emphasizing his commitment to the bank and his alignment with its strategic goals.

Metadata

Subject: YE progress update [I]
Sender: Stewart Oldfield
Recipients: Andrew Gallivan
Document ID: —
Date: 2017-12-04

Illegal Activity

Severity: suspicious
Description: The mention of the DOJ news impacting Third Lake's deposits could potentially be related to illegal activity, but it is not directly stated or implied that Oldfield or DB were involved in any wrongdoing. The reference to 'complicated' deal with MCM could also be suspicious.
Content Type: first_hand

Blackmail Indicators

Likelihood: possible
Description: The email mentions a 'last breakfast conversation' and Oldfield's desire for Gallivan to spend 'some extra time' on his review, suggesting a possible attempt to influence the review process. The emphasis on Gallivan's support being 'most needed' could be interpreted as subtle pressure.

Relationships 5

Entity 1	Relationship	Entity 2	Description
Stewart Oldfield	professional	Andrew Gallivan	Oldfield is seeking Gallivan's support for a promotion and positive performance review.
Stewart Oldfield	professional	Chip	Oldfield had a strong relationship with Chip, who hired him and had expectations for his career progression.
Stewart Oldfield	professional	Terri Sohrab	Oldfield and Sohrab have a successful working partnership.
Stewart Oldfield	professional	KCP	Oldfield is heavily involved and supportive of KCP initiatives.
Stewart Oldfield	professional	Paul Morris	Oldfield initially teamed up with Paul Morris at DB.

Notable Quotes 2

I think you and I have consistently been on the same page about the opportunities and challenges I have experienced at DB, and my performance in light of both. I appreciate the support you've given me and hope you know how much I value having you in my corner, especially since Chip left.

After a 20yr career, I would like to formalize a plan with you to accomplish this soon. My revenues are trending strongly, my strengths match the aspirations of our business in terms of product and client mix and I think I have the support of a broad range of senior people (outlined below) to make this happen. Ultimately, though, yours is the support I most need to pursue this next year.

Financial Information

Amounts:$0.9mm$1.3mm$1.6mm$6.2mm$4mm$2.0mm$150mm$1.7mm$2.5mm$107mm$130mm$82mm$50mm$1.5bn$250mm$300mm

Assets:

Deposits
Investments
Loans

Transactions:

Deposits into DBTCA
Deposits into DBNY
Trading via KCP
Insurance premium finance
Single stock hedging transaction
Fundraising mandate

Raw Analysis JSON click to expand

Themes

Employment/staffingBusiness dealingsFinancial transactions/money flowCommunications/correspondence

Organizations 27

DBDeutsche BankKCPISGAMPThird LakeDBTCADOJDBNYSouthern FinancialGlobal marketsGMGSJPMDPMRCMCSMCMBarclaysDB SingaporeElysiumUS Trust3PMDeutscheTechNextGenDeutsche Bank Securities Inc.Financial Architects

Locations 5

BostonCaliforniaUSSingaporeNew York, NY

Financial Entities 1

Deutsche Bank Trust Company Americas

Text Analysis

Tone: Professional, assertive
Purpose: To provide Andrew Gallivan with a year-end progress update and to advocate for a promotion and increased compensation.
Significance: The document provides insight into Stewart Oldfield's performance, contributions, and career aspirations within Deutsche Bank. It also highlights his relationships with key clients and internal stakeholders.

File Info

File Name: EFTA01423853.txt
Dataset: dataset_10
Type: Text
Model: gemini-2.0-flash-001
Processed: 2026-02-07T18:43:26.025203
DOJ Source: View on DOJ