Illegal Activity
suspicious
Blackmail
none
Date
2016-07-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange discusses the reconciliation of Southern Financial revenues following a change in account management. Stewart Oldfield seeks assistance from Vahe Stepanian and others to track and reconcile revenues, particularly swaps and other trades done with the investment bank, and questions the low profit and loss (P&L) from unwinding a CDS trade.
Metadata
- Subject
- RE: Southern Financial revs [I]
- Sender
- Stewart Oldfield
- Recipients
- Vahe Stepanian
- Document ID
- —
- Date
- 2016-07-11
Illegal Activity
- Severity
- suspicious
- Description
- The question of 'how do you keep the different desks honest on this stuff?' raises a suspicion of potential misconduct, but lacks concrete evidence.
- Content Type
- first_hand
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | business | Vahe Stepanian | Email correspondence regarding Southern Financial revenues |
| Stewart Oldfield | employment | Deutsche Bank Trust Company Americas | Stewart Oldfield is a Director at Deutsche Bank Trust Company Americas |
| Paul | employment | Southern Financial | Paul used to manage accounts at Southern Financial, now under Stewart Oldfield's revenue stream |
Notable Quotes 2
How do you keep the different desks honest on this stuff? $10k total pnl to unwind a $10mm CDS trade seems very low.
Not surprisingly, we don't have a great way to reconcile the SF revenues from here and need your help.
Financial Information
Amounts:$10k$10mm$12,863$10mm$5,000$50.00$15,000
Assets:
- JPYKRW Forward
- 5yr Brazil CDS Protection
- SITE
- AAPL
Transactions:
- Unwind a $10mm CDS trade
- Unwound JPYKRW Forward, $10mm notional
- Unwound 5yr Brazil CDS Protection, $10mm
- sell 400 SITE
- buy 250k AAPL
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 9
Organizations 4
Southern FinancialDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Locations 3
New YorkNew York, NYBrazil
Text Analysis
- Tone
- Professional
- Purpose
- To reconcile and track Southern Financial revenues after a change in account management.
- Significance
- The email chain discusses the reconciliation of financial revenues and highlights the need for a better tracking system.
File Info
- File Name
- EFTA01424031.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:38.083364
- DOJ Source
- View on DOJ