EFTA01424107.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2016-10-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange involves Richard Kahn requesting and receiving bond quotes from Darlene Zong and Vahe Stepanian at Deutsche Bank for bonds held by Haze Trust and Southern Financial LLC. The emails discuss specific CUSIPs, bid/ask prices, and potential orders.
Metadata
Subject
RE: [C]
Sender
Darlene Zong
Recipients
Richard Kahn
Document ID
Date
2016-10-18
Relationships 4
Entity 1RelationshipEntity 2Description
Darlene Zong business Richard Kahn Email correspondence regarding bond quotes.
Richard Kahn employment HBRK Associates Inc. Richard Kahn works at HBRK Associates Inc.
Darlene Zong employment Deutsche Bank Securities, Inc Darlene Zong works at Deutsche Bank Securities, Inc
Vahe Stepanian business Richard Kahn Email correspondence regarding bond quotes.
Notable Quotes 2
We should be able to work within yesterday's context.
Once we have a firm order, we can work to get potentially better.
Financial Information
Amounts:3,000,000102.25103.75105.875107.375102105.75107.50103.25107108.1
Assets:
  • Bank of America 8.125% Pfd 12/29/2049
  • Frontier Communications 8.5% 4/15/2020
Transactions:
  • Providing two-way quotes for bonds
  • Requesting bid/ask prices for bonds
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
HBRK Associates Inc.Deutsche Bank Securities, IncBank of AmericaSouthern Financial LLCFrontier CommunicationsHaze Trust
Locations 4
New YorkNY575 Lexington Avenue 4th Floor, New York, NY 10022345 Park Avenue, 26th Floor, New York, NY, 10154
Financial Entities 1
Bank of America
Text Analysis
Tone
Professional
Purpose
To provide and request bond quotes between parties.
Significance
Illustrates communication between financial professionals regarding bond trading.
File Info
File Name
EFTA01424107.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:05.448302
DOJ Source
View on DOJ