EFTA01425987.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-10-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email chain discusses the opening of a new account, the Butterfly Trust, with the KCP brokerage team at Deutsche Bank. The account will trade cash equities and bonds, and measures are being taken to ensure compliance and prevent the offering of unsuitable products.
Metadata
Subject
FW: Butterfly Trust [C]
Sender
Stewart Oldfield
Recipients
Kimberly Hart
Document ID
EFTA01425987
Date
2018-10-11
Relationships 3
Entity 1RelationshipEntity 2Description
Stewart Oldfield business Kimberly Hart Stewart Oldfield is requesting Kimberly Hart to keep coverage of the Butterfly Trust account with the KCP brokerage team.
Liam Osullivan business Stewart Oldfield Liam Osullivan is informing Stewart Oldfield about the proposal to open the Butterfly Trust account with the KCP team.
Martin Zeman business Butterfly Trust Martin Zeman will sign a quarterly attestation that the account is not being offered KCP products.
Notable Quotes 3
I'd like to keep coverage of this account with the KCP brokerage team since they understand how the client likes to trade.
We propose that the Butterfly Trust is opened with the KCP team. We will open the account under the N4G prefix.
Martin will sign a quarterly attestation that the account is not being offered KCP products.
Financial Information
Assets:
  • cash equities
  • bonds
Transactions:
  • Opening of Butterfly Trust account
  • Trading cash equities and bonds
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Butterfly TrustKCP brokerage teamDB Securities IncDeutsche Bank Wealth ManagementDeutsche BankFINRA
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To coordinate the opening and management of the Butterfly Trust account within Deutsche Bank.
Significance
The document outlines the process for opening a new account (Butterfly Trust) and ensuring compliance with internal policies regarding KCP products.
File Info
File Name
EFTA01425987.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:49.757439
DOJ Source
View on DOJ