EFTA01426296.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-02-07
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain discusses an OTC position held by Southern Financial LLC at Deutsche Bank, including details about a COFP bond, an EURUSD forward, and AAPL shares held as collateral. Liam O'Sullivan provides Richard Kahn with the indication on the COFP bond, while Davide Sferrazza informs Stewart Oldfield about the Southern Financial OTC trade.
Metadata
Subject
RE: SF OTC t
Sender
Liam Osullivan
Recipients
Richard Kahn
Document ID
—
Date
2019-02-07
Relationships 5
Entity 1RelationshipEntity 2Description
Liam Osullivan business Richard Kahn Liam provides Richard with information on a COFP bond.
Richard Kahn business Stewart Oldfield Richard forwards Stewart's message to Liam asking about the market for a bond.
Stewart Oldfield business Richard Kahn Stewart informs Richard about an outstanding OTC position.
Davide-A Sferrazza business Stewart Oldfield Davide informs Stewart about Southern Financial OTC trade on the books.
Southern Financial LLC business Deutsche Bank Southern Financial LLC holds assets at Deutsche Bank.
Notable Quotes 2
The indication on the 2,500m COFP 4.407 08/06/19 is 101.25.
You have one outstanding OTC position on, which should be straightforward to unwind. Note that it is hedging a bond you own.
Financial Information
Amounts:2,500m4.407101.252.5mm2,500,000.000099.62002,490,500.001.140702,840,913.35$87k100k100,000.0000175.460017,546,000.001.0000017,546,000.0073,091.33001.000073,091.331.0000073,091.33
Assets:
  • COFP 4.407 08/06/19
  • EUR 2.5mm face of COFP 4.407 08/06/19
  • AAPL shares
  • cash from dividends
Transactions:
  • OTC trade
  • EURUSD forward (v/d 06 Aug 19)
  • FX hedge
  • OTC trades
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 6
Liam OsullivanRichard KahnStewart OldfieldMartin ZemanDavide-A SferrazzaStew
Organizations 8
DB Securities IncDeutsche Bank Wealth ManagementDeutsche BankInstitutional Wealth PartnersIWPHBRK Associates Inc.Southern Financial LLCAPPLE INC
Locations 6
New York, NYUSA345 Park Avenue, New York, NY 10154-0004, USA575 Lexington Avenue 4th FloorNew York, NY, 10154, USA345 Park Avenue, 24th Floor
Financial Entities 2
Deutsche Bank Securities Inc.Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To provide information about a bond and discuss unwinding OTC positions.
Significance
The document provides insight into the financial transactions and positions held by Southern Financial LLC at Deutsche Bank.
File Info
File Name
EFTA01426296.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:05.567932
DOJ Source
View on DOJ