EFTA01426527.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2019-02-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email chain discusses the unwinding of an OTC trade and EURUSD forward hedge for Southern Financial LLC, managed by Deutsche Bank. The emails detail the sale of bonds, currency exchange, and the consolidation of assets within the client's accounts.
Metadata
Subject
RE: SF OTC trade on the books C
Sender
Davide-A Sferrazza
Recipients
Richard Kahn, Darren Indyke
Document ID
—
Date
2019-02-11
Relationships 5
Entity 1RelationshipEntity 2Description
Davide-A Sferrazza business Richard Kahn Davide Sferrazza (Deutsche Bank) sending NPV agreement to Richard Kahn regarding EURUSD forward hedge.
Liam Osullivan business Richard Kahn Liam Osullivan (Deutsche Bank) informing Richard Kahn about transactions in SFLLC.
Richard Kahn business Liam Osullivan Richard Kahn requesting Liam Osullivan to sell bond and exchange euros for USD.
Stewart Oldfield business Richard Kahn Stewart Oldfield forwarding email from Davide Sferrazza to Richard Kahn regarding Southern Financial OTC trade.
Davide-A Sferrazza business Stewart Oldfield Davide Sferrazza sending information to Stewart Oldfield regarding Southern Financial OTC trade.
Notable Quotes 3
Please find the attached NPV agreement for the EURUSD forward hedge that was closed on 7 Feb 2019 — this document will need to be signed before DB can settle the cash.
The EUR Forward has been unwound. We will have final details when the present value calculations are complete.
Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account).
Financial Information
Amounts:2,500m4.407101.275 Euros2,588,924.52 Euros1.133342,500,000.000099.62002,490,500.001.140702,840,913.35100,000.0000175.460017,546,000.001.0000017,546,000.0073,091.33001.000073,091.331.0000073,091.33
Assets:
  • COFP 4.407 08/06/19
  • EURUSD forward
  • AAPL shares
  • Cash from dividends
  • INSURED DEPOSITS PROGRAM
Transactions:
  • EURUSD forward hedge
  • Sold 2,500m COFP 4.407 08/06/19 at 101.275 Euros
  • Sold 2,588,924.52 Euros at 1.13334
  • Unwinding EUR Forward
  • OTC position unwind
  • EURUSD forward (v/d 06 Aug 19)
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 6
Davide-A SferrazzaRichard KahnDarren IndykeStewart OldfieldMartin ZemanLiam Osullivan
Organizations 5
Deutsche Bank Securities Inc.Deutsche Bank Wealth ManagementDB Securities IncHBRK Associates Inc.Southern Financial LLC
Locations 4
New York, NYUSA345 Park Avenue, 24th Floor, New York, NY, 10154, USA575 Lexington Avenue 4th Floor, New York, NY 10022
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To provide updates and instructions regarding financial transactions and positions for Southern Financial LLC.
Significance
The document provides insight into the financial transactions and assets managed by Deutsche Bank for Southern Financial LLC, including bond sales, currency exchange, and hedging strategies.
File Info
File Name
EFTA01426527.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:53.981921
DOJ Source
View on DOJ