Illegal Activity
suspicious
Blackmail
none
Date
2017-06-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email exchange documents the execution of a trade involving 500 ATUS shares by Southern Financial, as reported by Vahe Stepanian of Deutsche Bank to Richard Kahn. The emails also include instructions from Richard Kahn to sell the shares at a specific price.
Metadata
- Subject
- Trade Report 6/22/2017 [C]
- Sender
- Vahe Stepanian
- Recipients
- Richard Kahn
- Document ID
- —
- Date
- 2017-06-22
Illegal Activity
- Severity
- suspicious
- Description
- The document describes a stock trade. While not inherently illegal, the context of these documents being released by the House Oversight Committee suggests further investigation may be warranted to determine if the trade was part of a larger scheme.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vahe Stepanian | business | Richard Kahn | Vahe Stepanian of Deutsche Bank reports a trade execution to Richard Kahn. |
| Vahe Stepanian | business | Darren Indyke | Vahe Stepanian confirms trade details with Darren Indyke. |
| Richard Kahn | employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Vahe Stepanian | employment | Deutsche Bank Securities Inc. | Vahe Stepanian works at Deutsche Bank Securities Inc. |
Notable Quotes 2
Southern Financial executed the following per my conversation with Darren: S 500 ATUS @ $31.80
please sell the 500 shares at 31.70 or better
Financial Information
Amounts:31.8031.7030.00
Assets:
- ATUS shares
Transactions:
- Sale of 500 ATUS shares
- Allocation of 500 ATUS shares
Public Knowledge
- Context
- Given the House Oversight Committee's investigation, this document could be of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
Southern FinancialHBRK Associates Inc.Deutsche Bank Securities Inc.Deutsche BankFINRA
Locations 2
New York, NY575 Lexington Avenue 4th Floor, New York, NY 10022
Financial Entities 2
Deutsche Bank Securities Inc.Southern Financial
Text Analysis
- Tone
- Professional
- Purpose
- To report and confirm the execution of a trade involving ATUS shares.
- Significance
- The document provides a record of a financial transaction and communication between parties involved.
File Info
- File Name
- EFTA01426583.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:53.090859
- DOJ Source
- View on DOJ