Illegal Activity
none
Blackmail
none
Date
2017-05-23
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Richard Kahn of HBRK Associates is seeking a bid/ask quote for 100,000 shares of Rothschild stock from Deutsche Bank. Tazia Smith and Delores Rubin at Deutsche Bank are working to facilitate this request, noting potential liquidity issues due to the size of the order.
Metadata
- Subject
- RE: Rothschild [C]
- Sender
- Tazia Smith
- Recipients
- Delores Rubin, Richard Kahn
- Document ID
- —
- Date
- 2017-05-23
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | work | Delores Rubin | Tazia Smith is contacting Delores Rubin to follow up on a request from Richard Kahn regarding Rothschild stock. |
| Richard Kahn | business | Deutsche Bank Wealth Management | Richard Kahn is seeking a bid/ask quote for 100k shares of Rothschild stock from Deutsche Bank. |
| Tazia Smith | business | Richard Kahn | Tazia Smith is communicating with Richard Kahn regarding his request for a quote on Rothschild stock. |
Notable Quotes 2
DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate.
Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.
Financial Information
Amounts:100k shares27.85 EUR27.95 EUR4,000 shares17,000 shares27.585 euros16k shares
Assets:
- Rothschild & Co SCA stock
Transactions:
- Seeking bid/ask quote for 100,000 shares of Rothschild & Co SCA
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche Bank Wealth ManagementDB Securities IncHBRK Associates Inc.Rothschild & Co SCA
Locations 7
ParisUSNew York, NYEuropeFrance575 Lexington Avenue, 4th Floor, New York, NY 10022345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To facilitate a request from Richard Kahn for a bid/ask quote on Rothschild stock and to provide market color and guidance.
- Significance
- This email chain shows a client (Richard Kahn) seeking to trade a large volume of Rothschild stock through Deutsche Bank, highlighting the bank's role in facilitating such transactions.
File Info
- File Name
- EFTA01427172.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:12.582194
- DOJ Source
- View on DOJ