Illegal Activity
suspicious
Blackmail
none
Date
2017-05-30
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email chain discusses the possibility of purchasing 100,000 shares of Rothschild stock for a client referred to as 'mr epstein'. Deutsche Bank employees are working to find a suitable price and liquidity for the large order, but are facing challenges due to the stock's low trading volume.
Metadata
- Subject
- RE: Rothschild [C]
- Sender
- Delores Rubin <delores.rubin@db.com>
- Recipients
- Tazia Smith, Richard Kahn
- Document ID
- EFTA01427416.txt
- Date
- 2017-05-30
Illegal Activity
- Severity
- suspicious
- Description
- The document mentions 'mr epstein' wanting to purchase a large amount of Rothschild stock. While not inherently illegal, the context of the investigation warrants further scrutiny of any financial dealings involving Epstein.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Delores Rubin | Employment | Deutsche Bank | Delores Rubin is a Director at Deutsche Bank. |
| Richard Kahn | Employment | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Richard Kahn | Client | mr epstein | Richard Kahn is working on behalf of Mr. Epstein to purchase Rothschild stock. |
| Tazia Smith | Employment | Deutsche Bank Wealth Management | Tazia Smith is a Key Client Partner at Deutsche Bank Wealth Management. |
Notable Quotes 2
mr epstein is not yet ready to put and order in without any firm indication on where he can get done for 100k
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But, Delores has market color and guidance on a market if you portion out that size and can help facilitate.
Financial Information
Amounts:15,000 shares100,000 shares28 - 28.20 EUR100k12,4143,000 shares100k shares27.85 EUR27.95 EUR4,000 shares17,000 shares100,000 shares27.585 euros16k shares100k
Assets:
- Rothschild & Co SCA stock
Transactions:
- Trading of Rothschild stock
- Inquiry about bid/ask for 100k shares of Rothschild
Public Knowledge
- Context
- The involvement of 'mr epstein' in any financial transaction is likely to be of interest to the media, given the context of the investigation.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementODDO secutitiesEXANEHBRK Associates Inc.
Locations 5
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA575 Lexington Avenue 4th Floor New York, NY 10022ParisFrance
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To facilitate the purchase of Rothschild stock for a client.
- Significance
- This document shows communication between Deutsche Bank employees and Richard Kahn regarding the purchase of Rothschild stock, ultimately for 'mr epstein'. It highlights the challenges in executing a large trade due to liquidity issues.
File Info
- File Name
- EFTA01427416.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:15.047360
- DOJ Source
- View on DOJ