Illegal Activity
suspicious
Blackmail
none
Date
2018-05-10
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Deutsche Bank's PWM AML Compliance department is requesting information from Stewart Oldfield, the primary officer for LSJE LLC's account, regarding several outgoing wire transfers to international banks. The inquiry aims to understand the purpose and relationships behind these transactions for AML compliance purposes.
Metadata
- Subject
- Inquiry Regarding Account 42959295, Client: LSJE LLC; Case No. 147864 - DUE MAY 17 [I]
- Sender
- Amlcompliance Inquiries <>
- Recipients
- Stewart Oldfield
- Document ID
- 147864
- Date
- 2018-05-10
Illegal Activity
- Severity
- suspicious
- Description
- The document itself doesn't contain clear evidence of illegal activity, but the AML compliance inquiry suggests potential suspicion regarding the nature of the transactions.
- Content Type
- first_hand
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| LSJE LLC | Client-Primary Officer | Stewart Oldfield | Stewart Oldfield is listed as the primary officer for the LSJE LLC account on GCIS. |
| LSJE LLC | Financial Transaction | BANCO POPULAR DE PUERTO RICO | LSJE LLC sent an outgoing wire to BANCO POPULAR DE PUERTO RICO. |
| LSJE LLC | Financial Transaction | EMIRATES NBD BANK PJSC | LSJE LLC sent an outgoing wire to AMAR SIAD at EMIRATES NBD BANK PJSC. |
| LSJE LLC | Financial Transaction | SBERBANK | LSJE LLC sent two outgoing wires to SBERBANK. |
Notable Quotes 2
The above referenced account has had the following activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions.
Your complete response must be received within 5 business days.
Red Flags 2
- Multiple outgoing wire transfers to different international banks (BANCO POPULAR DE PUERTO RICO, EMIRATES NBD BANK PJSC, SBERBANK) within a short period.
- The need for the bank to inquire about the purpose and relationship behind these transactions suggests a lack of clarity or potential concern.
Financial Information
Amounts:25,000.00 USD25,000.00 USD1,852.95 USD1,843.20 USD
Transactions:
- Outgoing wire of $25,000.00 to BANCO POPULAR DE PUERTO RICO on 3/7/2018
- Outgoing wire of $25,000.00 to AMAR SIAD at EMIRATES NBD BANK PJSC on 3/29/2018
- Outgoing wire of $1,852.95 to SBERBANK on 3/14/2018
- Outgoing wire of $1,843.20 to SBERBANK on 3/16/2018
Legal Compliance
- Potential AML compliance issues due to outgoing wire transfers requiring further explanation.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation
People 2
Organizations 6
LSJE LLCBANCO POPULAR DE PUERTO RICOEMIRATES NBD BANK PJSCSBERBANKDeutsche BankPWM AML Compliance
Locations 2
New York, NYPuerto Rico
Financial Entities 4
BANCO POPULAR DE PUERTO RICOEMIRATES NBD BANK PJSCSBERBANKDeutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To request information regarding several outgoing wire transfers from account 42959295 (LSJE LLC) to assist in AML compliance review and document supervision of the account.
- Significance
- This document indicates a compliance review is being conducted on the account of LSJE LLC due to several outgoing wire transfers to different banks. It is significant because it shows the bank's attempt to understand the purpose and relationships behind these transactions.
File Info
- File Name
- EFTA01428248.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:51.511980
- DOJ Source
- View on DOJ