Illegal Activity
none
Blackmail
none
Date
Unknown
Document Type
letter
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This letter from Deutsche Bank seeks authorization from a client to share their information with iCapital Parties for KYC purposes and to transfer funds for investment in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund. The document outlines the terms and conditions of the authorization, including the client's acknowledgement that fund interests will not be held at Deutsche Bank and that statements of account will be sent directly by iCapital Parties.
Metadata
- Subject
- Letter of Authorization for Fund Investment
- Sender
- Deutsche Bank
- Recipients
- —
- Document ID
- GLDUS238
- Date
- —
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Deutsche Bank | Business | iCapital Advisors, LLC | Deutsche Bank acts as placement agent for iCapital Advisors, LLC's fund. |
| Deutsche Bank | Financial | Client | Deutsche Bank provides banking services to the client and seeks authorization to share information with iCapital Parties. |
| Client | Financial | Glendower Access Secondary Opportunities IV (U.S.), L.P. | Client is subscribing for an interest in the fund. |
Notable Quotes 2
The undersigned authorizes Deutsche Bank to provide the undersigned's Information to the iCapital Parties in order to assist the iCapital Parties to verify the undersigned's identity or obtain other "know your customer" information in connection with the undersigned's investment in the Fund.
The undersigned authorizes Deutsche Bank to transfer funds from the undersigned's Deutsche Bank account referenced below (the "Client Account") in order to fund any required capital contribution by the undersigned to the Fund.
Financial Information
Assets:
- Fund interests
Transactions:
- Transfer of funds from client's Deutsche Bank account to fund capital contribution.
Legal Compliance
- Verification of identity and financial condition as required by applicable law (KYC).
Raw Analysis JSON
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Themes
Financial transactions/money flowBusiness dealingsLegal matters/litigation
Organizations 5
SOUTHERN FINANCIAL LLCiCapital Advisors, LLCDeutsche Bank Securities Inc.Deutsche BankGlendower Access Secondary Opportunities IV (U.S.), L.P.
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- To obtain client authorization for Deutsche Bank to share information with iCapital Parties and transfer funds for fund investment.
- Significance
- This document outlines the authorization process for a client to invest in a fund managed by iCapital Advisors, LLC through Deutsche Bank.
File Info
- File Name
- EFTA01429673.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:03.260413
- DOJ Source
- View on DOJ