Illegal Activity
suspicious
Blackmail
possible
Date
2019-05-26
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange discusses the movement of revenues and NNA from the Southern Financial account to a 'House account' to avoid negatively impacting Stewart Oldfield's performance metrics. The discussion raises concerns about potential manipulation of financial data and the transparency of asset allocation within Deutsche Bank.
Metadata
- Subject
- Re: Southern financial [C]
- Sender
- Stewart Oldfield SE
- Recipients
- Donna Kerrigan
- Document ID
- EFTA01429731.txt
- Date
- 2019-05-26
Illegal Activity
- Severity
- suspicious
- Description
- The manipulation of revenue mapping to protect an individual's performance metrics could potentially be considered a form of financial misrepresentation, depending on the specific circumstances and intent.
- Content Type
- first_hand
Blackmail Indicators
- Likelihood
- possible
- Description
- The email discusses moving revenue to a 'House account' to protect Stewart Oldfield's performance metrics, which could be seen as a way to avoid negative consequences for him. This could potentially create a situation where he is beholden to those who made the decision.
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | Employment | Deutsche Bank | Stewart Oldfield is employed by Deutsche Bank. |
| Donna Kerrigan | Employment | Deutsche Bank | Donna Kerrigan is employed by Deutsche Bank. |
| Robert Frohlich | Employment | Deutsche Bank | Robert Frohlich is employed by Deutsche Bank. |
| Leslie Roth | Employment | Deutsche Bank | Leslie Roth is employed by Deutsche Bank. |
| Stewart Oldfield | Business dealings | Southern Financial | Stewart Oldfield manages the Southern Financial account. |
| Southern Financial | Financial | House account | Revenues and NNA for Southern Financial are being moved to a House account. |
Notable Quotes 2
As agreed with Patrick and Andrew, all revenues, NNA, etc. for Souther Financial dating back to Jan 1st 2018 should be moved to House so Stewart is not impacted by the asset outflows in 2019.
Below is the complete picture of your financials in USD for 2018 and 2019 YTD including Southern Financial. This goes back to the question as to whether the 2019 YTD Southern Financial revenues of $363k currently mapped to a House account should be mapped back to your name alongside the $-85m NNA outflow (no further flows and revenues expected).
Red Flags 1
- The movement of revenues and NNA to a 'House account' to avoid impacting Stewart Oldfield's performance metrics raises questions about transparency and potential manipulation of financial data.
Financial Information
Amounts:3,576,567 USD1,600,929 USD4,026,207 USD703,616 USD486,673 USD363,457 USD-85m USD
Assets:
- Southern Financial account
- House account
Transactions:
- Moving revenues and NNA for Southern Financial from Stewart Oldfield's account to a House account.
- Correcting 2018 data to reflect the move of Southern Financial revenues to a House account.
Public Knowledge
- Context
- Internal discussions about financial performance and asset allocation within a major financial institution could be of interest to the media.
- Media Worthy
- Yes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowEmployment/staffingBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche Bank AG, Filiale New York
Locations 2
New York, NY345 Park Avenue. 10154-0004 New York, NY, USA
Text Analysis
- Tone
- Professional
- Purpose
- To discuss the mapping of Southern Financial revenues and NNA between Stewart Oldfield's account and a House account.
- Significance
- This email reveals internal discussions about how revenues and assets are being allocated within Deutsche Bank, specifically concerning the Southern Financial account and its impact on individual RM performance metrics.
File Info
- File Name
- EFTA01429731.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:29.910447
- DOJ Source
- View on DOJ