Illegal Activity
none
Blackmail
none
Date
2018-09-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange concerns a corporate resolution issue identified in Neptune LLC and related accounts within the Sothern Financial Relationship. The parties are working to resolve a rejection point in KYC case #01977698 by providing updated documentation.
Metadata
- Subject
- RE: Neptune LLC Corp Resolution uery - KYC#01977698 [C]
- Sender
- Bradley Gillin
- Recipients
- Vijay-A Sawant, Richard Iarossi
- Document ID
- KYC#01977698
- Date
- 2018-09-18
Relationships 6
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Bradley Gillin | Employment | Deutsche Bank Wealth Management | Bradley Gillin is Vice President at Deutsche Bank Wealth Management |
| Vijay Sawant | Employment | Deutsche CIB Centre Private Limited - Deutsche Bank Group | Vijay Sawant is KYC Case Representative at Deutsche CIB Centre Private Limited - Deutsche Bank Group |
| Neptune LLC | Financial | Sothern Financial Relationship | Neptune LLC is part of the Sothern Financial Relationship |
| JEGE LLC | Financial | Sothern Financial Relationship | JEGE LLC is part of the Sothern Financial Relationship |
| NES LLC | Financial | Sothern Financial Relationship | NES LLC is part of the Sothern Financial Relationship |
| Plan D | Financial | Sothern Financial Relationship | Plan D is part of the Sothern Financial Relationship |
Notable Quotes 2
As per our call today, please note the below Corp Resolution issue was found in other accounts in the Sothern Financial Relationship, listed below — JEGE LLC, NES LLC, Plan D
I wanted to have a quick chat regarding the attached corp resolutions for Neptune LLC when you come in today, so we can solve a rejection point in our case 1977698, thanks.
Raw Analysis JSON
click to expand
Themes
Business dealingsCommunications/correspondence
Organizations 9
Neptune LLCDeutsche BankDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Deutsche CIB Centre Private Limited - Deutsche Bank GroupJEGE LLCNES LLCPlan DSothern Financial Relationship
Locations 5
New YorkNew York. NY 10154MumbaiIndiaBl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email chain discusses a Corp Resolution issue found in several accounts within the Sothern Financial Relationship and seeks to resolve a rejection point in case 1977698.
- Significance
- The document highlights a KYC (Know Your Customer) issue related to corporate resolutions for Neptune LLC and other related entities, indicating a potential compliance concern within Deutsche Bank's Wealth Management division.
File Info
- File Name
- EFTA01430266.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:31.166316
- DOJ Source
- View on DOJ