EFTA01430344.txt Text dataset_10 View on DOJ

Illegal Activity
suspicious
Blackmail
none
Date
2016-12-02
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Deutsche Bank's AML Compliance department is investigating transactions related to THE HAZE TRUST, specifically an incoming transfer from HSBC and outgoing transfers for art purchases. They are seeking clarification on the source of funds, the purpose of the transfers, and the source of wealth for the beneficiaries to ensure compliance with anti-money laundering regulations.
Metadata
Subject
RE: Inquiry Regarding THE HAZE TRUST, Account# SAM1788880 [I]
Sender
Amlcompliance Inquiries
Recipients
Zbynek Kozelsky, Stewart Oldfield, Vahe Stepanian, Joshua Shoshan, Donald Summer, Cynthia Rodriguez
Document ID
SAM1788880 [I]
Date
2016-12-02
Illegal Activity
Severity
suspicious
Description
The large transactions and the use of an escrow account for art purchases raise suspicion and warrant further investigation for potential money laundering.
Content Type
first_hand
Relationships 5
Entity 1RelationshipEntity 2Description
Zbynek Kozelsky Employment Deutsche Bank Director I Branch Administrative Manager at Deutsche Bank Securities Inc. and Deutsche Asset & Wealth Management
Stewart Oldfield Employment Deutsche Bank Primary relationship manager at Deutsche Bank
Vahe Stepanian Employment Deutsche Bank Employee at Deutsche Bank
Amlcompliance Inquiries Department Deutsche Bank AML Compliance department at Deutsche Bank
THE HAZE TRUST Client Deutsche Bank THE HAZE TRUST is a client of Deutsche Bank
Notable Quotes 3
Please specify the originating account so that I can confirm this transaction, after searching PRIME and DB FORCE (our PB systems, I am unable to locate the transaction). Also, any idea as to why, if this is an internal transfer, that funds are being sent through HSBC?
Just to clarify, the funds came in from client's Private bank account (in house — from DBTCA account/PB into his DBSI account).
What is the purpose of the Outgoing Transfer? Purchase of Art.
Red Flags 3
  • Large transactions involving THE HAZE TRUST.
  • Use of an escrow account for art purchases.
  • Need to clarify the source of wealth for the beneficiaries.
Financial Information
Amounts:$6,186,980.68$25,000,000.00$5,000,000.00
Transactions:
  • Incoming transfer of $6,186,980.68 from HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION
  • Outgoing transfer of $25,000,000.00 to AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
  • Outgoing transfer of $5,000,000.00 to LDB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
Legal Compliance
  • Need to clarify the ultimate originator of incoming funds.
  • Need to clarify the source of wealth for the beneficiaries of THE HAZE TRUST.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondenceLegal matters/litigation
People 11
Zbynek KozelskyStewart OldfieldVahe StepanianJoshua ShoshanDonald SummerCynthia RodriguezDanya FriedmanDaniel SabbaDcarla OliveiraTatiana DominguezMaurice Abitbol
Organizations 11
THE HAZE TRUSTDeutsche BankDeutsche Bank Securities Inc.Deutsche Asset & Wealth ManagementHSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONAP NARROWS HOLDING LPBMO TRUSTEECDEC CLEARING ACCOUNTBANK OF AMERICA, N.A., NYLDB 2011 LLC
Locations 5
New YorkNY60 Wall St., 23 Floor, New York, NY 10005 - 2836345 Park Avenue, 26th Floor, New York, NY 10154Ireland
Financial Entities 4
HSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONBMO TRUSTEEBANK OF AMERICA, N.A., NY
Text Analysis
Tone
Professional
Purpose
To gather information about transactions related to THE HAZE TRUST account for anti-money laundering compliance.
Significance
The email chain reveals an inquiry by Deutsche Bank's AML Compliance department regarding large transactions involving THE HAZE TRUST, including the source of funds and the purpose of outgoing transfers, specifically related to art purchases.
File Info
File Name
EFTA01430344.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:42.151290
DOJ Source
View on DOJ