Illegal Activity
none
Blackmail
none
Date
2017-10-13
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
Andrew King responds to Stewart Oldfield's inquiry about the approval form for KCP accounts related to Southern financial structured notes, suggesting that Don or Ziggy could assist since he is traveling. The email indicates a need to verify compliance documentation for these accounts.
Metadata
- Subject
- Re: Southern financial structured notes [C]
- Sender
- Andrew King
- Recipients
- Stewart Oldfield
- Document ID
- —
- Date
- 2017-10-13
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Andrew King | business | Stewart Oldfield | Email correspondence regarding KCP accounts and approval forms for Southern financial structured notes. |
| Stewart Oldfield | employment | Deutsche Bank Trust Company Americas | Stewart Oldfield is a Director at Deutsche Bank Trust Company Americas. |
Notable Quotes 2
I believe there are only KCP accounts open - so we'd have to check if the form is on file for those accounts.
Do you know if we have the approval form on file?
Financial Information
Transactions:
- Structured notes
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 4
Organizations 5
Southern financialKCPDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.
Locations 1
345 Park Avenue, New York, NY 10154
Financial Entities 2
Deutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To determine if the approval form is on file for KCP accounts related to Southern financial structured notes.
- Significance
- The email discusses the need for an approval form for KCP accounts related to structured notes, indicating a compliance or regulatory requirement.
File Info
- File Name
- EFTA01431919.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:19.158062
- DOJ Source
- View on DOJ