Illegal Activity
none
Blackmail
none
Date
2019-02-07
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email chain discusses the sale of a bond, currency exchange, and unwinding of a hedge for Southern Financial LLC. Liam O'Sullivan provides trade information to Richard Kahn, who instructs him to sell the bond and exchange euros for USD.
Metadata
- Subject
- RE: SF OTC trade on the books [C]
- Sender
- Liam Osullivan
- Recipients
- Richard Kahn, Darren Indyke
- Document ID
- —
- Date
- 2019-02-07
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Liam Osullivan | business | Richard Kahn | Liam Osullivan provides trade information to Richard Kahn. |
| Richard Kahn | business | Darren Indyke | Richard Kahn asks Liam Osullivan to have Darren Indyke confirm something. |
| Stewart Oldfield | business | Richard Kahn | Stewart Oldfield informs Richard Kahn about an outstanding OTC position. |
| Davide-A Sferrazza | business | Stewart Oldfield | Davide-A Sferrazza informs Stewart Oldfield about Southern Financial OTC trade. |
| Deutsche Bank | business | Institutional Wealth Partners | IWP is a group within Deutsche Bank. |
Notable Quotes 3
please sell this bond at 101.25 or better
once bond settles i would like to exchange euros for USD then take off our hedge
You have one outstanding OTC position on, which should be straightforward to unwind. Note that it is hedging a bond you own.
Financial Information
Amounts:2,500m COFP4.407101.275 Euros2,588,924.52 Euros1.133342,500m COFP 4.407 08/06/19101.25EUR 2.5mm99.62002,490,500.001.140702,840,913.35$87k100k shares175.460017,546,000.0073,091.33001.000073,091.33
Assets:
- COFP 4.407 08/06/19
- EURUSD forward
- AAPL shares
- Cash from dividends
- DBDA INSURED DEPOSITS PROGRAM
Transactions:
- Sold 2,500m COFP 4.407 08/06/19 at 101.275 Euros
- Sold 2,588,924.52 Euros at 1.13334
- EUR Forward has been unwound
- Exchange euros for USD
- Unwind the FX hedge
- Move assets from the collateral account to the main trading account
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 10
SFLLCDB Securities IncDeutsche Bank Wealth ManagementDeutsche BankInstitutional Wealth PartnersIWPFINRAHBRK Associates Inc.Southern Financial LLCAPPLE INC
Locations 3
New York, NY345 Park Avenue, New York, NY 10154-0004, USA575 Lexington Avenue 4th Floor New York, NY 10022
Financial Entities 1
Pershing NetX 360
Text Analysis
- Tone
- Professional
- Purpose
- To provide trade information and instructions regarding financial transactions.
- Significance
- The document details financial transactions involving bonds, currency exchange, and hedging strategies for Southern Financial LLC.
File Info
- File Name
- EFTA01432156.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:58.650524
- DOJ Source
- View on DOJ