Illegal Activity
none
Blackmail
none
Date
2019-02-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This document consists of email exchanges between Richard Kahn of HBRK Associates and representatives from Deutsche Bank regarding the sale of bonds and the management of assets for Southern Financial LLC. The emails detail specific transactions, including the sale of COFP bonds, the unwinding of a EURUSD forward, and the consolidation of assets.
Metadata
- Subject
- RE: SF OTC trade on the books [C]
- Sender
- Davide-A Sferrazza
- Recipients
- Darren Indyke, Richard Kahn
- Document ID
- EFTA01432208
- Date
- 2019-02-11
Relationships 4
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Richard Kahn | employee | HBRK Associates Inc. | Richard Kahn works at HBRK Associates Inc. |
| Davide-A Sferrazza | employee | Deutsche Bank Securities Inc. | Davide-A Sferrazza works at Deutsche Bank Securities Inc. |
| Liam Osullivan | employee | Deutsche Bank Wealth Management | Liam Osullivan works at Deutsche Bank Wealth Management |
| Southern Financial LLC | client | Deutsche Bank | Southern Financial LLC is a client of Deutsche Bank. |
Notable Quotes 3
The password for the NPV document = winter2019
Please sell this bond at 101.25 or better
You have one outstanding OTC position on, which should be straightforward to unwind. Note that it is hedging a bond you own.
Financial Information
Amounts:2,500m101.275 Euros2,588,924.52 Euros1.133342,500m101.252,500,000.000099.62002,490,500.001.140702,840,913.3587k100,000.0000175.460017,546,000.001.0000017,546,000.0073,091.33001.000073,091.331.0000073,091.33
Assets:
- COFP 4.407 08/06/19
- EURUSD forward
- AAPL shares
- Cash from dividends
- DBDA INSURED DEPOSITS PROGRAM
Transactions:
- Sale of 2,500m COFP 4.407 08/06/19 at 101.275 Euros
- Sale of 2,588,924.52 Euros at 1.13334
- EURUSD forward unwind
- Exchange euros for USD
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 9
HBRK Associates Inc.Deutsche Bank Securities Inc.Deutsche Bank Wealth ManagementFINRAInstitutional Wealth Partners (IWP)DB Securities IncPershing NetX 360Southern Financial LLCAPPLE INC
Locations 3
New York, NYUSA345 Park Avenue, 24th Floor, New York, NY, 10154, USA
Financial Entities 1
Deutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The document contains email correspondence regarding financial transactions, specifically the sale of bonds and the unwinding of a EUR forward. It also discusses the assets held by Southern Financial LLC and the process of consolidating those assets.
- Significance
- The document provides insight into the financial transactions and asset management activities of Deutsche Bank and its clients.
File Info
- File Name
- EFTA01432208.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:15.677554
- DOJ Source
- View on DOJ