Illegal Activity
none
Blackmail
none
Date
2014-11-11
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Daniel Sabba from Deutsche Bank Securities Inc. sends an email to Paul Morris and Stewart Oldfield outlining the terms for a potential equity derivatives trade involving 1,000,000 shares of AAPL with Southern Financial. The email details the financing charge, commissions, and execution strategy for the trade.
Metadata
- Subject
- does that work? should we add anything or take anything out? [I]
- Sender
- Daniel Sabba <
- Recipients
- Paul Morris, Stewart Oldfield <
- Document ID
- —
- Date
- 2014-11-11
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Daniel Sabba | Employment | Deutsche Bank Securities Inc | Daniel Sabba is a Director at Deutsche Bank Securities Inc |
| Southern Financial | Business | Deutsche Bank Securities Inc | Deutsche Bank Securities Inc is offering terms for a trade to Southern Financial |
Notable Quotes 2
lmL + 75bps for ly TRS is the financing charge DB would charge a hedge fund or other institutional client today
We can still offer the following terms: Notional: 1,000,000 shares of AAPL Term: 1 year Southern Financial receives: Total return in AAPL Southern Financial pays: lmL + 75bps Commissions: 3 cents per share to enter and exit the trade. There is no additional break up fee.
Financial Information
Amounts:1,000,000 shares of AAPL75bps20 to 30bps3 cents per share
Assets:
- AAPL shares
Transactions:
- Total return in AAPL
- lmL + 75bps
- Equity derivatives trade
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealings
Organizations 3
Deutsche Bank Securities IncSouthern FinancialDeutsche Asset & Wealth Management
Locations 2
New York345 Park Avenue, 26th Floor, NY 10154
Financial Entities 1
DB
Text Analysis
- Tone
- Professional
- Purpose
- To provide terms for a potential equity derivatives trade involving AAPL shares to Southern Financial.
- Significance
- This document outlines the terms of a potential financial transaction between Deutsche Bank Securities Inc and Southern Financial.
File Info
- File Name
- EFTA01432606.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:43:17.778277
- DOJ Source
- View on DOJ