Illegal Activity
none
Blackmail
none
Date
2016-10-18
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange between Darlene Zong of Deutsche Bank and Richard Kahn of HBRK Associates documents the trading of preferred stock and bonds for the Haze Trust and Southern Financial LLC. The emails include quotes, order confirmations, and updates on the status of the transactions.
Metadata
- Subject
- RE: [C]
- Sender
- Stewart Oldfield <
- Recipients
- Darlene Zong <
- Document ID
- —
- Date
- 2016-10-18
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Darlene Zong | business | Richard Kahn | Darlene Zong provides quotes and executes orders for Richard Kahn. |
| Haze Trust | financial | Bank of America | Haze Trust holds Bank of America preferred stock. |
| Southern Financial LLC | financial | Frontier Communications | Southern Financial LLC holds Frontier Communications bonds. |
| Darlene Zong | employment | Deutsche Bank Securities, Inc | Darlene Zong is an employee of Deutsche Bank Securities, Inc. |
| Richard Kahn | employment | HBRK Associates Inc. | Richard Kahn is associated with HBRK Associates Inc. |
Notable Quotes 2
The Haze Trust sold $3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668%. Orders complete.
Southern Financial LLC sold $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34%
Financial Information
Amounts:$3mm102.8756.1668%106.656.34%102.75107+106.50102.25103.75105.875107.375102103.75105.75107.50103.25107108.1
Assets:
- BAC 8.125 preferred (060505DT8)
- FTR 8.5 2020
- Bank of America 8.125% Pfd 12/29/2049
- Frontier Communications 8.5% 4/15/2020
Transactions:
- Sale of $3mm face BAC 8.125 preferred (060505DT8)@ 102.875, ytc 6.1668% by The Haze Trust
- Sale of $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34% by Southern Financial LLC
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Haze TrustSouthern Financial LLCBAC (Bank of America)FTR (Frontier Communications)HBRK Associates Inc.Deutsche Bank Securities, Inc
Locations 4
New YorkNew York, NY575 Lexington Avenue 4th Floor, New York, NY 10022345 Park Avenue, 26th Floor, New York, NY, 10154
Financial Entities 2
Deutsche Bank Securities, IncBank of America
Text Analysis
- Tone
- Professional
- Purpose
- The email chain documents the process of buying and selling bonds and preferred stock for clients, including providing quotes, confirming orders, and updating on the status of transactions.
- Significance
- The document provides a glimpse into the financial transactions and communications between Deutsche Bank and its clients regarding the trading of specific securities.
File Info
- File Name
- EFTA01432617.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:02.161950
- DOJ Source
- View on DOJ