Illegal Activity
suspicious
Blackmail
none
Date
2014-10-28
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Tazia Smith from DB Securities is updating Jeffrey E. on the progress of his order to purchase Citi 5.8% preferred stock, inquiring about his desired level of aggressiveness given the market conditions and volume.
Metadata
- Subject
- Re: [C]
- Sender
- Tazia Smith a>
- Recipients
- jeffrey E. <jeevacation@gmail.com>
- Document ID
- —
- Date
- 2014-10-28
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses the purchase of a significant amount of stock, which could potentially be related to insider trading or market manipulation. However, without more information, it is only suspicious.
- Content Type
- first_hand
Relationships 2
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Tazia Smith | business | Jeffrey E. | Tazia Smith is executing stock trades for Jeffrey E. |
| Tazia Smith | employment | DB Securities Inc | Tazia Smith is an employee of DB Securities Inc. |
Notable Quotes 3
Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive.
How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit?
buy $5MM of this issue. Citi 5.80% PFD
Financial Information
Amounts:36,30023.9964200k35,10023.994524.0534,90023.99452415.6k28k5mm
Assets:
- Citi 5.8% Perpetual Preferred (cusip: 172967366)
Transactions:
- Purchase of Citi 5.8% pfd shares
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 3
CitiDB Securities IncDeutsche Asset & Wealth Management
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Citi
Text Analysis
- Tone
- Professional
- Purpose
- To update Jeffrey E. on the progress of his stock purchase order and to inquire about his desired level of aggressiveness in the market.
- Significance
- The email provides insight into the execution of a large stock purchase order and the communication between a client and a brokerage firm.
File Info
- File Name
- EFTA01432690.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:30.497956
- DOJ Source
- View on DOJ