Illegal Activity
suspicious
Blackmail
none
Date
2016-12-02
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange details an AML compliance inquiry by Deutsche Bank regarding large transactions involving THE HAZE TRUST. The inquiry seeks to clarify the source of funds, the purpose of outgoing transfers, and the relationship between the beneficiary and the client, with the stated reason for the transfers being the purchase of art.
Metadata
- Subject
- RE: Inquiry Regarding THE HAZE TRUST, Account#
- Sender
- Zbynek Kozelsky
- Recipients
- Amlcompliance Inquiries, Stewart Oldfield, Vahe Stepanian
- Document ID
- Alert#
- Date
- 2016-12-02
Illegal Activity
- Severity
- suspicious
- Description
- The document describes large financial transactions that triggered an AML compliance inquiry. While not direct evidence of illegal activity, the size and nature of the transactions warrant further investigation.
- Content Type
- first_hand
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Zbynek Kozelsky | work | Amlcompliance Inquiries | Zbynek Kozelsky is responding to an inquiry from AML Compliance. |
| Vahe Stepanian | work | Stewart Oldfield | Vahe Stepanian asks Stewart Oldfield to provide KYC information for a client. |
| THE HAZE TRUST | client | Deutsche Bank | THE HAZE TRUST is a client of Deutsche Bank. |
Notable Quotes 2
Just to clarify, the funds came in from client's Private bank account (in house — from DBTCA account/PB into his DBSI account).
Per our conversation with client — the beneficiary in this situation is an escrow account in which the cash will be held until art is delivered.
Red Flags 2
- Large transactions flagged by the anti-money laundering monitoring program.
- Need to clarify the ultimate originator of funds and the source of wealth for the beneficiaries of THE HAZE TRUST.
Financial Information
Amounts:6,186,980.6825,000,000.005,000,000.00
Transactions:
- Incoming transfer of $6,186,980.68 from HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION
- Outgoing transfer of $25,000,000.00 to AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
- Outgoing transfer of $5,000,000.00 to LDB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
Legal Compliance
- Anti-money laundering monitoring program triggered by high-risk transaction patterns.
- Need to comply with federal guidelines for concluding the research of these matters in a timely fashion.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowLegal matters/litigationBusiness dealingsCommunications/correspondence
People 12
Organizations 11
THE HAZE TRUSTDeutsche BankDeutsche Bank Securities Inc.Deutsche Asset & Wealth ManagementHSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONAP NARROWS HOLDING LPBMO TRUSTEECDEC CLEARING ACCOUNTBANK OF AMERICA, N.A.LDB 2011 LLC
Locations 3
New York, NYIrelandUSA
Financial Entities 4
HSBC BANK USA, NATIONAL ASSOCIATIONBANK OF AMERICA, N.A.BMO TRUSTEEDeutsche Bank
Text Analysis
- Tone
- Professional
- Purpose
- The email chain documents an inquiry from AML Compliance regarding transactions related to THE HAZE TRUST and the responses provided by Deutsche Bank employees.
- Significance
- This document shows the process of AML compliance checks on large transactions and the need for clarification on the source of wealth and purpose of transfers.
File Info
- File Name
- EFTA01433764.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:41:59.737184
- DOJ Source
- View on DOJ