Illegal Activity
suspicious
Blackmail
none
Date
2018-04-03
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:44
Summary
This email exchange discusses the registration process for Deutsche Bank clients and employees attending the Frieze New York preview. It includes instructions on how to submit the information to compliance, with a potentially concerning instruction to enter a DB person's name to avoid the appearance of a gift.
Metadata
- Subject
- RE: Frieze New York registrations: Wednesday Preview [I]
- Sender
- Andrea Herbert
- Recipients
- Stewart Oldfield
- Document ID
- —
- Date
- 2018-04-03
Illegal Activity
- Severity
- suspicious
- Description
- The email discusses registering clients for an event and includes instructions on how to submit the information to compliance. The instruction to enter a DB person's name in the attendee section to avoid the appearance of a gift is suspicious.
- Content Type
- first_hand
Evidence:
- The instruction to enter a DB person's name in the attendee section to avoid the appearance of a gift could be construed as an attempt to circumvent gift policies or regulations.
Relationships 7
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | Employment | Deutsche Bank | Stewart Oldfield is a Director at Deutsche Bank Trust Company Americas. |
| Andrea Herbert | Business | Stewart Oldfield | Andrea Herbert is coordinating Frieze New York registrations with Stewart Oldfield. |
| Tony Persico | Employment | Marron Investments | Tony Persico is CIO at Marron Investments. |
| Rudy Sahay | Employment | 54 Madison | Rudy Sahay is CEO at 54 Madison. |
| Brad Wechsler | Employment | Elysium | Brad Wechsler is CEO at Elysium. |
| Paul Barrett | Employment | Alpha Group Capital | Paul Barrett is CEO at Alpha Group Capital. |
| Stewart Oldfield | Client | Ali Rashid | Ali Rashid is a pvt client of Stewart Oldfield. |
Notable Quotes 2
Submit Lara Pedrini for now. She should be in the system already.
At this time, please submit to Compliance using the following information: Enter as "Client entertainment" Enter a DB person name in the attendee section (so it does not appear to be a gift)
Red Flags 1
- The instruction to enter a DB person's name in the attendee section to avoid the appearance of a gift raises ethical concerns about transparency and potential circumvention of gift policies.
Financial Information
Amounts:188.00
Transactions:
- Client entertainment costs for Frieze New York Wednesday Preview tickets.
Legal Compliance
- Compliance requires entering a DB person name in the attendee section so it does not appear to be a gift.
Raw Analysis JSON
click to expand
Themes
Business dealingsCommunications/correspondenceFinancial transactions/money flow
People 15
Organizations 9
Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Wealth ManagementDeutsche Bank Securities Inc.Marron Investments54 MadisonElysiumAlpha Group CapitalFrieze
Locations 4
New YorkNYNew York City345 Park Avenue, New York, NY 10154
Financial Entities 3
Deutsche BankDeutsche Bank Trust Company AmericasDeutsche Bank Securities Inc.
Text Analysis
- Tone
- Professional
- Purpose
- To coordinate Frieze New York registrations for Deutsche Bank clients and employees.
- Significance
- Shows the process of registering clients for an event and the compliance procedures involved.
File Info
- File Name
- EFTA01433794.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:44:02.743754
- DOJ Source
- View on DOJ