EFTA01433935.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2015-06-10
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain discusses stock prices, research reports, and potential investment opportunities for Jeffrey E. Daniel Sabba and Ariane Dwyer from Deutsche Bank are providing Jeffrey with information on various companies and structured notes.
Metadata
Subject
RE: bullish expression of single stocks [C]
Sender
Daniel Sabba cffi.
Recipients
Ariane Dwyer <, 'effre E <'eevacation@gmail.com>
Document ID
—
Date
2015-06-10
Relationships 3
Entity 1RelationshipEntity 2Description
Daniel Sabba Business Jeffrey E. Daniel Sabba is reaching out to Jeffrey E. to discuss investment opportunities in single name stocks.
Ariane Dwyer Business Jeffrey E. Ariane Dwyer is providing Jeffrey E. with stock information and research reports.
Daniel Sabba Business Ariane Dwyer Daniel Sabba and Ariane Dwyer are working together to provide investment information to Jeffrey E.
Notable Quotes 3
Jeffrey — please see email below from Ari. Please note DB does not cover DISH Networks. Would you still like to buy 5000 shares of it? Please confirm.
We are reaching out the research analysts to answer your questions. Please note DB research does not cover Dish Networks. It covers Dish TV, whose research report we sent earlier.
I called you back yesterday and left a message with Lesley. We had reached out to discuss using short dated structured notes to articulate constructive views on single name stocks.
Financial Information
Amounts:31.85 USD31.90 USD52 USD55 USD4.91 USD4.51 USD46.25 USD46.23 USD55 USD72.07 USD72.78 USD105 INR149.77 USD150.00 USD182 USD175 USD88.76 USD90.04 USD101 USD140.25 USD140.56 USD166 USD86.83 USD87.42 USD94 USD58.78 USD58.13 USD1456 GBP1376 GBP1540 GBP66.71 USD67.40 USD85 USD201.56 USD204.92 USD239 USD90.78 USD88.32 USD104 USD102 USD5000 shares10.00% p.a.2.50%
Assets:
  • AAPL (Apple Inc)
  • BK (Bank of New York Mellon)
  • RTRX (Retrophin)
  • OREX (Orexigen Therapeutics)
  • AKRX (Akorn Inc.)
  • DISH (Dish Networks)
  • PXD (Pioneer Natural Resources)
  • EOG (EOG Resources Inc.)
  • GD (General Dynamics)
  • DLPH (Delphi Automotive)
  • CMCSA (Comcast)
  • GSK (Glaxo Smith Kline)
  • VIAB (Viacom)
  • BIDU (Baidu)
  • BABA (Alibaba)
Transactions:
  • Discussion of using short dated structured notes to articulate constructive views on single name stocks.
  • Pricing of example notes for AAPL and BK.
  • Potential purchase of 5000 shares of DISH Networks.
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 8
Richard KahnDaniel SabbaAriane DwyerJeffrey E.Paul MorrisStewart OldfieldVahe StepanianLesley
Organizations 20
DB Global Markets ResearchDish NetworksDish TVRetrophinOrexigen TherapeuticsAkorn Inc.Pioneer Natural ResourcesEOG Resources Inc.General DynamicsDelphi AutomotiveComcastGlaxo Smith KlineViacomBaiduAlibabaBNP ParibasBank of New York MellonApple IncDeutsche BankJEE
Financial Entities 3
BNP ParibasBank of New York MellonDeutsche Bank
Text Analysis
Tone
Professional
Purpose
To provide Jeffrey E. with stock information, research reports, and investment opportunities.
Significance
This document shows communication between financial professionals and a client regarding potential investments.
File Info
File Name
EFTA01433935.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:03.951416
DOJ Source
View on DOJ