EFTA01434286.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-02-22
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
This email exchange discusses the Harvest Collateral Yield Enhancement Strategy, with Andrew King providing information to Paul Barrett and Vahe Stepanian requesting updates. The strategy involves managing short-dated index option spreads on the S&P 500 index to generate incremental returns.
Metadata
Subject
RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C]
Sender
Vahe Stepanian
Recipients
Andrew King, Stewart Oldfield
Document ID
EFTA01434286.txt
Date
2018-02-22
Relationships 4
Entity 1RelationshipEntity 2Description
Vahe Stepanian Business Andrew King Vahe requests information from Andrew regarding the Harvest Collateral Yield Enhancement Strategy for a client.
Andrew King Business Paul Barrett Andrew provides information to Paul about the Harvest Collateral Yield Enhancement Strategy.
Stewart Oldfield Business Andrew King Stewart directs Andrew to send information to Paul Barrett.
Paul Barrett Employment Alpha Group Capital LLC Paul Barrett works at Alpha Group Capital LLC.
Notable Quotes 2
You're right that the returns have been around 70bps since Dec 2013.
As background, CYES is an overlay that seeks to exploit the volatility risk premium and time decay properties of options by actively managing a portfolio of short-dated index option spreads on the S&P 500 index.
Financial Information
Amounts:70bps210bps$10BN
Assets:
  • collateral
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 7
DBDeutsche BankDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementHarvestAlpha Group Capital LLCKCP
Locations 3
New York, NY345 Park Avenue, New York, NY 10154142 W 57th Street, 11th Floor, New York, NY 10019
Text Analysis
Tone
Professional
Purpose
To discuss and provide information about the Harvest Collateral Yield Enhancement Strategy.
Significance
The email chain discusses a potential investment strategy and its performance.
File Info
File Name
EFTA01434286.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:56.270866
DOJ Source
View on DOJ