EFTA01434642.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-02-26
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email chain discusses the Harvest Collateral Yield Enhancement Strategy and its potential benefits for clients. Andrew King follows up with Stewart Oldfield and Vahe Stepanian to provide information and updates on the strategy, and discusses the strategy with Paul Barrett.
Metadata
Subject
RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C]
Sender
Andrew King
Recipients
Stewart Oldfield
Document ID
Date
2018-02-26
Relationships 3
Entity 1RelationshipEntity 2Description
Andrew King business Stewart Oldfield Andrew King is on Stew Oldfield's team at DB.
Paul Barrett employment Alpha Group Capital LLC Paul Barrett works at Alpha Group Capital LLC.
Harvest business Deutsche Bank Harvest is a managed option strategies firm on Deutsche Bank's platform.
Notable Quotes 2
You're right that the returns have been around 70bps since Dec 2013. However, it's important to note that this is an overlay strategy, and doesn't require additional capital outlay. Due to this, all returns are incremental to the return that you would also earn on your collateral.
As background, CYES is an overlay that seeks to exploit the volatility risk premium and time decay properties of options by actively managing a portfolio of short-dated index option spreads on the S&P 500 index.
Financial Information
Amounts:70bps210bps$10BN
Assets:
  • collateral
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
DBDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementAlpha Group Capital LLCHarvestKCP
Locations 3
New York, NY345 Park Avenue, New York, NY 10154142 W 57th Street, 11th Floor, New York, NY 10019
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To follow up on and provide information about the Harvest Collateral Yield Enhancement Strategy to potential clients.
Significance
The email chain discusses a specific investment strategy and the process of presenting it to clients.
File Info
File Name
EFTA01434642.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:09.551537
DOJ Source
View on DOJ