EFTA01434913.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-02-07
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41
Summary
This email exchange discusses the Harvest Collateral Yield Enhancement Strategy, with Andrew King promoting it to Paul Barrett. The strategy is presented as an overlay that can add incremental returns to an existing portfolio without requiring additional capital outlay, using the investor's portfolio as collateral.
Metadata
Subject
RE: DB - Harvest Collateral Yield Enhancement Strategy
Sender
Andrew King
Recipients
Stewart Oldfield
Document ID
Date
2018-02-07
Relationships 3
Entity 1RelationshipEntity 2Description
Andrew King business Stewart Oldfield Andrew King is on Stew Oldfield's team at DB.
Paul Barrett employment Alpha Group Capital LLC Paul Barrett works at Alpha Group Capital LLC.
Harvest business DB DB offers Harvest's Collateral Yield Enhancement Strategy on its platform.
Notable Quotes 2
You're right that the returns have been around 70bps since Dec 2013. However, it's important to note that this is an overlay strategy, and doesn't require additional capital outlay.
The strategy enables an investor to add an incremental return stream to their existing portfolio, and the potential diversification benefit provided by the strategy's historically low correlation to equities. It requires no capital outlay and instead uses an investor's existing portfolio as collateral.
Financial Information
Amounts:70bps210bps$10BN
Assets:
  • collateral
  • portfolio
  • S&P 500 index
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
KCPDBDeutsche BankAlpha Group Capital LLCHarvest
Locations 4
New YorkNY142 W 57th Street, 11th Floor, New York, NY 10019345 Park Avenue, New York, NY 10154
Financial Entities 2
Deutsche Bank Securities Inc.Deutsche Bank Wealth Management
Text Analysis
Tone
Professional
Purpose
To discuss and promote the Harvest Collateral Yield Enhancement Strategy to Paul Barrett.
Significance
This email chain discusses the potential benefits and risks of the Harvest Collateral Yield Enhancement Strategy and its implementation.
File Info
File Name
EFTA01434913.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:41:26.918874
DOJ Source
View on DOJ