Illegal Activity
none
Blackmail
none
Date
2017-10-31
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
Stewart Oldfield responds to Sheffali Welch's request for a list of clients who need access to the DB Research portal, providing a preliminary list of names. The email exchange concerns the transition to a new research portal in compliance with MIFID II regulations.
Metadata
- Subject
- RE: MIFID II & research - access to portal for clients [I]
- Sender
- Stewart Oldfield
- Recipients
- Sheffali Welch
- Document ID
- EFTA01435623
- Date
- 2017-10-31
Relationships 5
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Stewart Oldfield | work | Sheffali Welch | Stewart Oldfield is responding to Sheffali Welch's email regarding client access to DB Research portal. |
| Safanad | client | Stewart Oldfield | Safanad is a client of Stewart Oldfield. |
| Orix | client | Stewart Oldfield | Orix is a client of Stewart Oldfield. |
| Tisch | contact | Steve Warner | Steve Warner is a contact at Tisch. |
| Alpha Group | contact | Paul Barrett | Paul Barrett is a contact at Alpha Group. |
Notable Quotes 2
Not sure I have a comprehensive list. Off the top of my head:
Some of you have asked us to consider & identify our clients who currently have access to the DB Research and need to retain this access.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 8
SafanadOrixTischAlpha GroupThird LakeDB ResearchDeutsche BankDeutsche Bank Trust Company Americas
Locations 2
New York, NY, USA345 Park Avenue, New York, NY, USA
Financial Entities 1
Deutsche Bank Trust Company Americas
Text Analysis
- Tone
- Informative
- Purpose
- To provide a list of clients who need access to the DB Research portal.
- Significance
- This email is part of the process of transitioning clients to a new research portal in compliance with MIFID II regulations.
File Info
- File Name
- EFTA01435623.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:29.832770
- DOJ Source
- View on DOJ