EFTA01435852.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-01-26
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email chain discusses the Harvest Collateral Yield Enhancement Strategy (CYES) offered by Deutsche Bank. Andrew King is following up with Paul Barrett of Alpha Group Capital LLC to provide more information and discuss the strategy's potential benefits and returns.
Metadata
Subject
RE: DB - Harvest Collateral Yield Enhancement Strategy
Sender
Stewart Oldfield
Recipients
Andrew King
Document ID
Date
2018-01-26
Relationships 4
Entity 1RelationshipEntity 2Description
Stewart Oldfield business Andrew King Andrew King is on Stew Oldfield's team at DB.
Andrew King business Paul Barrett Andrew King is following up with Paul Barrett regarding the Harvest Collateral Yield Enhancement Strategy.
Paul Barrett employment Alpha Group Capital LLC Paul Barrett works at Alpha Group Capital LLC.
Andrew King employment Deutsche Bank Andrew King works at Deutsche Bank.
Notable Quotes 2
You're right that the returns have been around 70bps since Dec 2013.
The strategy enables an investor to add an incremental return stream to their existing portfolio, and the potential diversification benefit provided by the strategy's historically low correlation to equities.
Financial Information
Amounts:70bps210bps$10BN
Assets:
  • Portfolio of short-dated index option spreads on the S&P 500 index
  • Existing portfolio as collateral
Transactions:
  • Discussion of Harvest Collateral Yield Enhancement Strategy (CYES)
  • Selling options to generate premium
  • Purchasing further out of the money options to contain risk
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 4
Deutsche Bank Securities Inc.Deutsche Bank Wealth ManagementAlpha Group Capital LLCHarvest
Locations 3
New York, NY142 W 57th Street, 11th Floor, New York, NY 10019345 Park Avenue, New York, NY 10154
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To follow up on a previous discussion regarding the Harvest Collateral Yield Enhancement Strategy and provide more information for review.
Significance
This document provides insight into the discussion and promotion of a specific investment strategy (Harvest Collateral Yield Enhancement Strategy) by Deutsche Bank to Alpha Group Capital LLC.
File Info
File Name
EFTA01435852.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:18.863904
DOJ Source
View on DOJ