EFTA01436426.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-06-04
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40
Summary
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett and others about the sale of 3,760 shares of C 5.8% Ser C Pref at 25.30. The account is long 18,403 shares after the transaction.
Metadata
Subject
Trade Details --> 06/04/2018 [C]
Sender
Liam Osullivan
Recipients
Paul Barrett, Richard Kahn
Document ID
Date
2018-06-04
Relationships 3
Entity 1RelationshipEntity 2Description
Liam Osullivan Employment DB Securities Inc Liam O'Sullivan is an AVP at DB Securities Inc.
Liam Osullivan Business Paul Barrett Liam Osullivan is sending trade details to Paul Barrett.
DB Securities Inc Subsidiary Deutsche Bank Wealth Management DB Securities Inc is part of Deutsche Bank Wealth Management
Notable Quotes 1
You sold 3,760 shares of C 5.8% Ser C Pref at 25.30. The account is long 18,403 shares.
Financial Information
Amounts:25.30
Assets:
  • 3,760 shares of C 5.8% Ser C Pref
  • 18,403 shares
Transactions:
  • Sale of 3,760 shares of C 5.8% Ser C Pref at 25.30
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 5
DB Securities IncDeutsche Bank Wealth ManagementDeutsche BankFINRAPershing NetX 360
Locations 2
New York, NY, USA345 Park Avenue
Financial Entities 2
Deutsche Bank Securities IncDBSI
Text Analysis
Tone
Professional
Purpose
To inform Paul Barrett and others about a recent trade.
Significance
Provides details of a trade involving shares of C 5.8% Ser C Pref.
File Info
File Name
EFTA01436426.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:40:59.415809
DOJ Source
View on DOJ