Illegal Activity
suspicious
Blackmail
none
Date
2016-12-02
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email exchange concerns an AML compliance inquiry by Deutsche Bank regarding transactions related to THE HAZE TRUST, specifically large outgoing transfers for the purchase of art. The compliance team is seeking information about the purpose of the transfers, the relationship between the beneficiary and the client, and the source of wealth for the entities involved.
Metadata
- Subject
- RE: Inquiry Regarding THE HAZE TRUST, Account# SAM1788880 [I]
- Sender
- Vahe Stepanian
- Recipients
- Zbynek Kozelsky, Amlcompliance Inquiries
- Document ID
- SAM1788880 [I]
- Date
- 2016-12-02
Illegal Activity
- Severity
- suspicious
- Description
- The document describes large financial transactions that triggered an AML compliance inquiry. While not definitively illegal, the transactions warrant further investigation due to the amounts involved and the use of an escrow account for an art purchase.
- Content Type
- first_hand
Relationships 3
| Entity 1 | Relationship | Entity 2 | Description |
|---|---|---|---|
| Vahe Stepanian | work | Zbynek Kozelsky | Email correspondence regarding AML compliance inquiry |
| Stewart Oldfield | primary relationship manager | THE HAZE TRUST | Stewart Oldfield is the primary relationship manager for THE HAZE TRUST |
| Deutsche Bank | financial institution | THE HAZE TRUST | Deutsche Bank is the financial institution managing the account for THE HAZE TRUST |
Notable Quotes 2
Per our conversation with client — the beneficiary in this situation is an escrow account in which the cash will be held until art is delivered.
As a part of the anti-money laundering monitoring program, the Actimize system is used to automatically identify transactions that meet certain high risk transaction patterns.
Red Flags 2
- Large outgoing transfers to AP NARROWS HOLDING LP and LDB 2011 LLC.
- Use of an escrow account for art purchase.
Financial Information
Amounts:6,186,980.68 USD25,000,000.00 USD5,000,000.00 USD
Transactions:
- Incoming: 10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC BANK USA, NATIONAL ASSOCIATION
- Outgoing: 11/23/2016, $25,000,000.00, AP NARROWS HOLDING LP/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
- Outgoing: 11/23/2016, $5,000,000.00, LDB 2011 LLC/BMO TRUSTEE at CDEC CLEARING ACCOUNT through BANK OF AMERICA, N.A., NY
Legal Compliance
- Anti-money laundering monitoring program triggered by high-risk transaction patterns.
- Need to comply with federal guidelines for concluding the research of these matters in a timely fashion.
Raw Analysis JSON
click to expand
Themes
Financial transactions/money flowCommunications/correspondenceLegal matters/litigationBusiness dealings
People 10
Organizations 11
THE HAZE TRUSTHSBC SECURITIES SERVICES (IRELAND) DACHSBC BANK USA, NATIONAL ASSOCIATIONAP NARROWS HOLDING LPBMO TRUSTEECDEC CLEARING ACCOUNTBANK OF AMERICA, N.A.LDB 2011 LLCDeutsche Bank Securities Inc.Deutsche Asset & Wealth ManagementDeutsche Bank
Locations 6
New YorkNYIrelandUSAAmericas60 Wall St., 23 Floor, New York, NY 10005
Financial Entities 5
HSBC BANK USA, NATIONAL ASSOCIATIONBANK OF AMERICA, N.A.Deutsche Bank Securities Inc.Deutsche Asset & Wealth ManagementBMO TRUSTEE
Text Analysis
- Tone
- Professional
- Purpose
- To respond to an AML compliance inquiry regarding transactions related to THE HAZE TRUST account.
- Significance
- The document highlights the AML compliance process at Deutsche Bank and the need for wealth advisors to provide information about transactions to ensure compliance with federal guidelines.
File Info
- File Name
- EFTA01437307.txt
- Dataset
- dataset_10
- Type
- Text
- Model
- gemini-2.0-flash-001
- Processed
- 2026-02-07T18:42:13.204846
- DOJ Source
- View on DOJ