EFTA01437380.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2017-10-17
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42
Summary
This email exchange discusses the Harvest Collateral Yield Enhancement Strategy (CYES) offered by Deutsche Bank. Andrew King provides information about the strategy to Paul Barrett, who expresses concerns about the returns, and they agree to discuss it further.
Metadata
Subject
RE: DB - Harvest Collateral Yield Enhancement Strategy
Sender
Paul Barrett
Recipients
Andrew King
Document ID
Date
2017-10-17
Relationships 3
Entity 1RelationshipEntity 2Description
Paul Barrett Business Andrew King Paul Barrett is a client/potential client of Andrew King.
Andrew King Employment Stewart Oldfield Andrew King is on Stewart Oldfield's team at DB.
Alpha Group Capital LLC Business Deutsche Bank Alpha Group Capital LLC is considering a financial strategy offered by Deutsche Bank.
Notable Quotes 2
You're right that the returns have been around 70bps since Dec 2013.
As background, CYES is an overlay that seeks to exploit the volatility risk premium and time decay properties of options by actively managing a portfolio of short-dated index option spreads on the S&P 500 index.
Financial Information
Amounts:70bps210bps$10BN
Assets:
  • Collateral
  • Portfolio of short-dated index option spreads on the S&P 500 index
Transactions:
  • Discussion of Harvest Collateral Yield Enhancement Strategy (CYES)
  • Managed option strategy on DB platform
  • Overlay strategy using existing portfolio as collateral
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
Organizations 6
Alpha Group Capital LLCDBDeutsche BankDeutsche Bank Securities Inc.Deutsche Bank Wealth ManagementHarvest
Locations 3
New York, NY142 W 57th Street, 11th Floor, New York, NY 10019345 Park Avenue, New York, NY 10154
Financial Entities 2
Deutsche Bank Securities Inc.Deutsche Bank Wealth Management
Text Analysis
Tone
Professional
Purpose
To discuss and provide information about the Harvest Collateral Yield Enhancement Strategy (CYES) offered by Deutsche Bank.
Significance
The document shows a discussion about a potential investment strategy and its returns.
File Info
File Name
EFTA01437380.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:42:36.351494
DOJ Source
View on DOJ