EFTA01437506.txt Text dataset_10 View on DOJ

Illegal Activity
none
Blackmail
none
Date
2018-08-09
Document Type
email
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43
Summary
Liam O'Sullivan from Deutsche Bank sent an email to Paul Barrett and others detailing the sale of 100k of SERV bonds from the SFLLC account. The email provides trade details including the trade date, settlement date, quantity, security description, ISIN, price, principal, interest, and net amount.
Metadata
Subject
Trade Details 8/9/2018 [C]
Sender
Liam Osullivan
Recipients
Paul Barrett, Richard Kahn
Document ID
EFTA01437506
Date
2018-08-09
Relationships 2
Entity 1RelationshipEntity 2Description
Liam Osullivan business Paul Barrett Liam O'Sullivan sent Paul Barrett trade details.
Liam Osullivan employment Deutsche Bank Wealth Management Liam O'Sullivan is an AVP at Deutsche Bank Wealth Management.
Notable Quotes 2
You sold 100k of the SERV 7.25 03/01/38 from the SFLLC account:
KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3)
Financial Information
Amounts:100,000.000099.3750000099,375.00-3,262.50102,631.50
Assets:
  • SERV 7.25 03/01/38
  • SERVICEMASTER CO NT 7.250% 03/01/38 B/E DTD 03/02/98
Transactions:
  • Sale of 100k of SERV 7.25 03/01/38 from the SFLLC account
Raw Analysis JSON click to expand
Themes
Financial transactions/money flowBusiness dealingsCommunications/correspondence
People 7
Liam OsullivanPaul BarrettRichard KahnMartin ZemanStewart OldfieldDavide-A SferrazzaXavier Avila
Organizations 8
SERVSFLLCSERVICEMASTER CO NTDeutsche Bank Securities Inc.DB Securities IncDeutsche Bank Wealth ManagementFINRADBSI
Locations 2
New York, NY, USA345 Park Avenue, 10154-0004 New York, NY, USA
Financial Entities 1
Deutsche Bank
Text Analysis
Tone
Professional
Purpose
To inform Paul Barrett of a trade that was executed.
Significance
Provides details of a financial transaction involving SERV bonds.
File Info
File Name
EFTA01437506.txt
Dataset
dataset_10
Type
Text
Model
gemini-2.0-flash-001
Processed
2026-02-07T18:43:00.235608
DOJ Source
View on DOJ